Client relationship model – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Thu, 25 Apr 2024 15:09:36 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Client relationship model – Investment Executive https://www.investmentexecutive.com 32 32 Fund costs fell after CRM2 https://www.investmentexecutive.com/news/from-the-regulators/fund-costs-fell-after-crm2/ Thu, 25 Apr 2024 15:05:56 +0000 https://www.investmentexecutive.com/?p=484748 CSA research details the evolution of fund costs in the face of transparency reforms

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]]> Patron saint of investor protection passes away https://www.investmentexecutive.com/news/from-the-regulators/patron-saint-of-investor-protection-passes-away/ Mon, 23 Oct 2023 19:11:50 +0000 https://www.investmentexecutive.com/?p=473832 Groundbreaking securities lawyer, Glorianne Stromberg, dies

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]]> Regulators lay groundwork for total cost reporting https://www.investmentexecutive.com/news/from-the-regulators/regulators-lay-groundwork-for-total-cost-reporting/ Tue, 13 Jun 2023 16:06:20 +0000 https://www.investmentexecutive.com/?p=467222 Industry braces for technical challenges as new disclosures take effect

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]]> Transforming the fee conversation with total cost reporting https://www.investmentexecutive.com/inside-track_/susan-silma/transforming-the-fee-conversation-with-total-cost-reporting/ Wed, 14 Sep 2022 19:57:53 +0000 https://www.investmentexecutive.com/?p=451480 TCR is coming for investment and seg funds

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]]> Fight over CRM3 feels familiar https://www.investmentexecutive.com/newspaper_/news-newspaper/fight-over-crm3-feels-familiar/ Mon, 29 Aug 2022 04:00:00 +0000 https://www.investmentexecutive.com/?p=450023 Industry groups and investor advocates are divided on timelines and scope

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]]> CSA, CCIR double down on total cost reporting pledge https://www.investmentexecutive.com/news/from-the-regulators/csa-ccir-double-down-on-total-cost-reporting-pledge/ Mon, 20 Jun 2022 17:52:41 +0000 https://www.investmentexecutive.com/?p=446697 Consultation on improving, harmonizing fund disclosure remains open until July 27

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]]> As CFRs loom, some still struggle with CRM2 https://www.investmentexecutive.com/news/from-the-regulators/as-cfrs-loom-some-still-struggle-with-crm2/ Wed, 27 Apr 2022 12:47:57 +0000 https://www.investmentexecutive.com/?p=443421 BCSC compliance reviews find CRM2 failings alongside registration and marketing gaffes

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]]> Value for fees: What investors now expect from their advisors https://www.investmentexecutive.com/inside-track_/susan-silma/value-for-fees-what-investors-now-expect-from-their-advisors/ Wed, 04 Nov 2020 20:58:53 +0000 https://www.investmentexecutive.com/?p=410377 Changing investor expectations create new opportunities for advisors

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]]> How are investors responding to enhanced disclosure? https://www.investmentexecutive.com/inside-track_/paul-bourque/how-are-investors-responding-to-enhanced-disclosure/ Wed, 28 Oct 2020 19:53:30 +0000 https://www.investmentexecutive.com/?p=409911 Surveys show that the introduction of Fund Facts and CRM2 reports is achieving policy objectives

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]]> First enforcement, now an exemption https://www.investmentexecutive.com/news/from-the-regulators/first-enforcement-now-an-exemption/ Fri, 17 Jul 2020 17:47:05 +0000 https://www.investmentexecutive.com/?p=404295 After sanctioning non-compliance, IIROC board grants relief from CRM2 provision to TD Waterhouse

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