Client relationship model | Investment Executive https://www.investmentexecutive.com/tag/client-relationship-model/ Canada's news source for financial professionals Mon, 05 Jan 2026 16:31:28 +0000 en-US hourly 1 https://wordpress.org/?v=6.9 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Client relationship model | Investment Executive https://www.investmentexecutive.com/tag/client-relationship-model/ 32 32 With CRM3 around the corner, here’s how financial services firms are preparing https://www.investmentexecutive.com/news/with-crm3-around-the-corner-heres-how-financial-services-firms-are-preparing/ Mon, 29 Dec 2025 06:00:33 +0000 https://www.investmentexecutive.com/?p=528422 Total cost reporting will increase fee transparency, put more onus on advisors to demonstrate their value to clients

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]]> OSC review flags personal corporation concerns https://www.investmentexecutive.com/news/from-the-regulators/osc-review-flags-personal-corporation-concerns/ Thu, 24 Jul 2025 20:25:20 +0000 https://www.investmentexecutive.com/?p=516003 Compliance division's annual report details exam findings at directly regulated firms

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]]> CIRO’s CRM3 rules get CSA approval https://www.investmentexecutive.com/news/from-the-regulators/ciros-crm3-rules-get-csa-approval/ Thu, 03 Jul 2025 18:29:38 +0000 https://www.investmentexecutive.com/?p=514301 Expanded fund reporting requirements to take effect in 2026

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]]> Ontario approves TCR rule for seg funds https://www.investmentexecutive.com/news/from-the-regulators/ontario-approves-tcr-rule-for-seg-funds/ Mon, 09 Jun 2025 15:54:23 +0000 https://www.investmentexecutive.com/?p=512097 Enhanced fund reporting expected to take effect in 2026

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]]> Expanding access to advice on CIRO’s agenda https://www.investmentexecutive.com/news/from-the-regulators/expanding-access-to-advice-on-ciros-agenda/ Thu, 10 Apr 2025 20:59:05 +0000 https://www.investmentexecutive.com/?p=506843 SRO details its policy priorities for fiscal 2026

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]]> CIRO proposes total cost reporting rules https://www.investmentexecutive.com/news/from-the-regulators/ciro-proposes-total-cost-reporting-rules/ Thu, 10 Oct 2024 19:11:14 +0000 https://www.investmentexecutive.com/?p=494471 Self-regulatory organization aims to harmonize with CSA's revised requirements

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]]> Regulators need more rigour: C.D. Howe https://www.investmentexecutive.com/news/from-the-regulators/regulators-need-more-rigour-c-d-howe/ Mon, 29 Jul 2024 19:50:55 +0000 https://www.investmentexecutive.com/?p=490149 Paper argues for more systematic cost/benefit, post-implementation analysis

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]]> A CRM2 report card https://www.investmentexecutive.com/inside-track_/susan-silma/a-crm2-report-card/ Fri, 14 Jun 2024 20:02:29 +0000 https://www.investmentexecutive.com/?p=487571 Good work all around, but more needs to be done

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]]> FSRA seeks CRM2-like disclosures for seg funds https://www.investmentexecutive.com/news/from-the-regulators/fsra-seeks-crm2-disclosures-for-seg-funds/ Mon, 27 May 2024 19:38:48 +0000 https://www.investmentexecutive.com/?p=486565 Proposal would require seg fund disclosure of embedded costs

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]]> Fund costs fell after CRM2 https://www.investmentexecutive.com/news/from-the-regulators/fund-costs-fell-after-crm2/ Thu, 25 Apr 2024 15:05:56 +0000 https://www.investmentexecutive.com/?p=484748 CSA research details the evolution of fund costs in the face of transparency reforms

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