Client-focused reforms – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Thu, 11 Dec 2025 18:13:43 +0000 en-US hourly 1 https://wordpress.org/?v=6.9 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Client-focused reforms – Investment Executive https://www.investmentexecutive.com 32 32 FSRA revokes licence of insurance agent for allegedly misappropriating $700K from church members https://www.investmentexecutive.com/news/fsra-revokes-licence-of-insurance-agent-for-allegedly-misappropriating-700k-from-church-members/ Thu, 11 Dec 2025 18:13:43 +0000 https://www.investmentexecutive.com/?p=527462 Industry falling short on CFR compliance: CSA, CIRO https://www.investmentexecutive.com/news/industry-falling-short-on-cfr-compliance-csa-ciro/ Wed, 10 Dec 2025 17:50:45 +0000 https://www.investmentexecutive.com/?p=527418 Trade, geopolitics loom large in OSC’s agenda https://www.investmentexecutive.com/news/trade-geopolitics-loom-large-in-oscs-agenda/ Fri, 28 Nov 2025 19:56:55 +0000 https://www.investmentexecutive.com/?p=526550 Concerns follow regulators’ survey of mutual fund reps https://www.investmentexecutive.com/news/concerns-follow-regulators-survey-of-mutual-fund-reps/ Wed, 29 Oct 2025 19:35:36 +0000 https://www.investmentexecutive.com/?p=523807 Proprietary shelves, sales pressure not a problem, most retail planners say https://www.investmentexecutive.com/in-depth_/proprietary-shelves-sales-pressure-not-a-problem-retail-planners-say/ Tue, 21 Oct 2025 13:40:37 +0000 https://www.investmentexecutive.com/?p=523169 Firms falling short on KYC, suitability: BCSC https://www.investmentexecutive.com/news/from-the-regulators/firms-falling-short-on-kyc-suitability-bcsc/ Wed, 01 Oct 2025 18:23:53 +0000 https://www.investmentexecutive.com/?p=521650 We’re not there yet on plain language https://www.investmentexecutive.com/newspaper_/were-not-there-yet-on-plain-language/ Mon, 15 Sep 2025 16:01:00 +0000 https://www.investmentexecutive.com/?p=519504 Bank reps under pressure to sell: OSC and CIRO https://www.investmentexecutive.com/news/from-the-regulators/bank-reps-under-pressure-to-sell-osc-and-ciro/ Wed, 09 Jul 2025 13:00:00 +0000 https://www.investmentexecutive.com/?p=514839 IAP highlights CFRs, OBSI, geopolitical risks https://www.investmentexecutive.com/news/iap-highlights-cfrs-obsi-geopolitical-risks/ Wed, 28 May 2025 13:26:37 +0000 https://www.investmentexecutive.com/?p=510734 Expanding access to advice on CIRO’s agenda https://www.investmentexecutive.com/news/expanding-access-to-advice-on-ciros-agenda/ Thu, 10 Apr 2025 20:59:05 +0000 https://www.investmentexecutive.com/?p=506843