Client education – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Mon, 15 Apr 2024 18:00:33 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Client education – Investment Executive https://www.investmentexecutive.com 32 32 Retail investor issues get top billing on IOSCO agenda https://www.investmentexecutive.com/news/from-the-regulators/retail-investor-issues-get-top-billing-on-iosco-agenda/ Mon, 15 Apr 2024 18:00:33 +0000 https://www.investmentexecutive.com/?p=483759 Broker conflicts, finfluencers, gamification among regulators' priorities

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]]> Annual statements: An unparalleled client engagement opportunity https://www.investmentexecutive.com/inside-track_/susan-silma/annual-statements-an-unparalleled-client-engagement-opportunity/ Wed, 07 Feb 2024 20:00:10 +0000 https://www.investmentexecutive.com/?p=480037 It’s time to think differently about client communications and disclosure documents

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]]> Investors blindly trust advisors, FAIR Canada finds https://www.investmentexecutive.com/news/from-the-regulators/investors-blindly-trust-advisors-fair-canada-finds/ Tue, 30 Jan 2024 16:57:01 +0000 https://www.investmentexecutive.com/?p=479478 Study participants preferred to rely on the knowledge of professionals rather than learn about investing

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]]> Investor, seniors advocates join OSC committee https://www.investmentexecutive.com/news/from-the-regulators/investor-seniors-advocates-join-osc-committee/ Wed, 10 Jan 2024 20:15:28 +0000 https://www.investmentexecutive.com/?p=478433 Policy group advises regulator on policy, operations, investor education

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]]> FSRA proposes guidance on life agent fitness https://www.investmentexecutive.com/news/from-the-regulators/fsra-proposes-guidance-on-life-agent-fitness/ Wed, 22 Nov 2023 18:06:10 +0000 https://www.investmentexecutive.com/?p=475869 Draft guidance forms part of larger effort to improve industry conduct

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]]> CIRO’s investor office sets broad agenda https://www.investmentexecutive.com/news/from-the-regulators/ciros-investor-office-sets-broad-agenda/ Tue, 14 Nov 2023 14:01:38 +0000 https://www.investmentexecutive.com/?p=475232 Group to focus on investor-advisor relationships, complaints, suitability

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]]> May/December couples face planning challenges https://www.investmentexecutive.com/newspaper_/building-your-business-newspaper/may-december-couples-face-planning-challenges/ Mon, 13 Nov 2023 05:10:00 +0000 https://www.investmentexecutive.com/?p=474693 Spouses with a significant gap between their ages need to examine pensions, taxes and estate planning strategies

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]]> Ontario advisor educates the educators https://www.investmentexecutive.com/newspaper_/building-your-business-newspaper/ontario-advisor-educates-the-educators/ Mon, 13 Nov 2023 05:01:00 +0000 https://www.investmentexecutive.com/?p=474684 Financial literacy is important to Michail Tsirikos, who specializes in advising teachers and other educational workers

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]]> Patron saint of investor protection passes away https://www.investmentexecutive.com/news/from-the-regulators/patron-saint-of-investor-protection-passes-away/ Mon, 23 Oct 2023 19:11:50 +0000 https://www.investmentexecutive.com/?p=473832 Groundbreaking securities lawyer, Glorianne Stromberg, dies

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]]> Help clients get value from tax prep services https://www.investmentexecutive.com/insight/columns/help-clients-get-value-from-tax-prep-services/ Wed, 23 Aug 2023 19:00:31 +0000 https://www.investmentexecutive.com/?p=470491 Amid automatic tax filing, a proactive approach is required

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