Client communications – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Wed, 24 Apr 2024 16:28:07 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Client communications – Investment Executive https://www.investmentexecutive.com 32 32 Communication as the great differentiator https://www.investmentexecutive.com/inside-track_/susan-silma/communication-as-the-great-differentiator/ Wed, 24 Apr 2024 20:00:53 +0000 https://www.investmentexecutive.com/?p=484674 Use these tips to build an approach that engages clients and inspires referrals

The post Communication as the great differentiator appeared first on Investment Executive.

]]> CSA expands ESG guidance for investment funds https://www.investmentexecutive.com/news/from-the-regulators/csa-expands-esg-guidance-for-investment-funds/ Thu, 07 Mar 2024 17:43:46 +0000 https://www.investmentexecutive.com/?p=481783 Regulators seek to combat fund industry greenwashing risks

The post CSA expands ESG guidance for investment funds appeared first on Investment Executive.

]]> SEC sanctions brokers’ texting https://www.investmentexecutive.com/news/from-the-regulators/sec-sanctions-brokers-texting/ Fri, 09 Feb 2024 20:37:21 +0000 https://www.investmentexecutive.com/?p=480335 Firms failed to ensure that all communications went through approved channels

The post SEC sanctions brokers’ texting appeared first on Investment Executive.

]]> Annual statements: An unparalleled client engagement opportunity https://www.investmentexecutive.com/inside-track_/susan-silma/annual-statements-an-unparalleled-client-engagement-opportunity/ Wed, 07 Feb 2024 20:00:10 +0000 https://www.investmentexecutive.com/?p=480037 It’s time to think differently about client communications and disclosure documents

The post Annual statements: An unparalleled client engagement opportunity appeared first on Investment Executive.

]]> Social media’s market manipulation risk https://www.investmentexecutive.com/news/from-the-regulators/social-medias-market-manipulation-risk/ Tue, 06 Feb 2024 20:20:50 +0000 https://www.investmentexecutive.com/?p=479964 European regulators flag threats to investors from industry, influencers

The post Social media’s market manipulation risk appeared first on Investment Executive.

]]> Clients stick with advisors because of personalization: survey https://www.investmentexecutive.com/news/industry-news/clients-stick-with-advisors-because-of-personalization-survey/ Wed, 10 Jan 2024 13:00:56 +0000 https://www.investmentexecutive.com/?p=478041 In-person meetings are still the most preferred method of communication

The post Clients stick with advisors because of personalization: survey appeared first on Investment Executive.

]]> In a digital landscape, financial planning relationships matter https://www.investmentexecutive.com/inside-track_/tashia-batstone/in-a-digital-landscape-financial-planning-relationships-matter/ Mon, 11 Dec 2023 20:00:24 +0000 https://www.investmentexecutive.com/?p=476764 Make the most of tech while building trust with clients

The post In a digital landscape, financial planning relationships matter appeared first on Investment Executive.

]]> Your role in financial literacy https://www.investmentexecutive.com/inside-track_/susan-silma/your-role-in-financial-literacy/ Wed, 06 Dec 2023 20:00:30 +0000 https://www.investmentexecutive.com/?p=476674 Ideas for advisors and firms to address the challenge

The post Your role in financial literacy appeared first on Investment Executive.

]]> Dealers need to improve communication https://www.investmentexecutive.com/newspaper_/dealers-report-card/dealers-need-to-improve-communication/ Mon, 28 Aug 2023 04:14:00 +0000 https://www.investmentexecutive.com/?p=470327 Most of the firms assessed in the 2023 Report Card faced criticism for how they managed advisor feedback

The post Dealers need to improve communication appeared first on Investment Executive.

]]> Advisors renew complaints about client account statements https://www.investmentexecutive.com/newspaper_/dealers-report-card/advisors-renew-complaints-about-client-account-statements/ Mon, 28 Aug 2023 04:03:20 +0000 https://www.investmentexecutive.com/?p=470206 Performance gains in 2022 for the client account statements category peeled back in the 2023 Dealers’ Report Card

The post Advisors renew complaints about client account statements appeared first on Investment Executive.

]]>