CIRO | Investment Executive https://www.investmentexecutive.com/tag/ciro/ Canada's news source for financial professionals Fri, 27 Feb 2026 19:29:07 +0000 en-US hourly 1 https://wordpress.org/?v=6.9.1 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png CIRO | Investment Executive https://www.investmentexecutive.com/tag/ciro/ 32 32 Investors frustrated by credit bureau’s call centre following CIRO data breach https://www.investmentexecutive.com/news/investors-frustrated-by-credit-bureaus-call-centre-following-ciro-data-breach/ Fri, 27 Feb 2026 19:25:45 +0000 https://www.investmentexecutive.com/?p=532681 For some, signing up for credit monitoring requires several attempts

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]]> CIRO faces second potential class action following data breach https://www.investmentexecutive.com/news/ciro-faces-second-potential-class-action-following-data-breach/ Wed, 18 Feb 2026 20:13:16 +0000 https://www.investmentexecutive.com/?p=532026 Investor, former registrant allege regulator was negligent in protecting personal data

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]]> CIRO addresses cybersecurity, AI, CFR gaps and more https://www.investmentexecutive.com/news/ciro-addresses-cybersecurity-ai-cfr-gaps-and-more/ Tue, 17 Feb 2026 21:38:50 +0000 https://www.investmentexecutive.com/?p=531928 Annual compliance report emphasizes need for continuous cybersecurity training for dealer staff

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]]> Clients’ questions about CIRO data breach fall to advisors, dealers https://www.investmentexecutive.com/news/clients-questions-about-ciro-data-breach-fall-to-advisors-dealers/ Tue, 17 Feb 2026 18:31:19 +0000 https://www.investmentexecutive.com/?p=531656 “We can’t answer the questions that clients are asking,” dealer says

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]]> CIRO issues interim guidance on digital asset custody https://www.investmentexecutive.com/news/ciro-issues-interim-guidance-on-digital-asset-custody/ Tue, 03 Feb 2026 21:58:28 +0000 https://www.investmentexecutive.com/?p=530979 Regulator lays out crypto custodian requirements based on a 4-tier system

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]]> How firms can close the gaps on client-focused reforms https://www.investmentexecutive.com/news/how-firms-can-close-the-gaps-on-client-focused-reforms/ Thu, 29 Jan 2026 19:02:32 +0000 https://www.investmentexecutive.com/?p=530588 Industry experts offer tips after regulators find shortcomings in suitability, KYP and KYC compliance

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]]> CIRO says 750K investors affected by August cyberbreach https://www.investmentexecutive.com/news/ciro-says-750k-investors-affected-by-august-cyberbreach/ Wed, 14 Jan 2026 17:41:51 +0000 https://www.investmentexecutive.com/?p=529407 Investors’ compromised data may include SINs and investment account numbers and statements

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]]> CIRO faces potential class action following data breach https://www.investmentexecutive.com/news/ciro-faces-potential-class-action-following-data-breach/ Tue, 13 Jan 2026 21:57:20 +0000 https://www.investmentexecutive.com/?p=529266 Former registrant filed the application in Superior Court of Quebec

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]]> CIRO’s proficiency portals on track for Jan. 2 https://www.investmentexecutive.com/news/ciros-proficiency-portals-on-track-for-jan-2/ Fri, 05 Dec 2025 21:51:12 +0000 https://www.investmentexecutive.com/?p=527126 CSI brand will continue, Fitch Learning says

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]]> Managing identity-theft risk after CIRO data breach https://www.investmentexecutive.com/news/industry-news/managing-identity-theft-risk-after-ciro-data-breach/ Thu, 04 Dec 2025 09:00:19 +0000 https://www.investmentexecutive.com/?p=526747 Tips for financial advisors — and for clients affected by other breaches

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