Cease trade orders – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Mon, 29 Apr 2024 18:01:27 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Cease trade orders – Investment Executive https://www.investmentexecutive.com 32 32 Emerge ETFs unitholder calls for greater regulatory oversight https://www.investmentexecutive.com/news/products/emerge-etfs-unitholder-calls-for-greater-regulatory-oversight/ Mon, 29 Apr 2024 18:00:37 +0000 https://www.investmentexecutive.com/?p=484911 Investor decries lack of communication throughout cease-trade order, and recommends increased due diligence when choosing funds

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]]> Emerge ETFs class action won’t proceed https://www.investmentexecutive.com/news/products/emerge-class-action-wont-proceed/ Fri, 26 Apr 2024 19:00:54 +0000 https://www.investmentexecutive.com/?p=484833 Fund manager has no assets or insurance, lawyer says

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]]> OSC still overseeing Emerge Canada as receivable remains unpaid https://www.investmentexecutive.com/news/products/osc-still-overseeing-emerge-canada-as-receivable-remains-unpaid/ Tue, 16 Apr 2024 14:25:46 +0000 https://www.investmentexecutive.com/?p=483712 The regulator's investigation into Emerge Canada is ongoing

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]]> What we’ve learned from the Emerge ETFs saga https://www.investmentexecutive.com/news/products/what-weve-learned-from-the-emerge-etfs-saga/ Mon, 25 Mar 2024 18:08:20 +0000 https://www.investmentexecutive.com/?p=482661 A year after an unprecedented cease-trade order, unitholders are still waiting for answers

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]]> How to improve confidence in ETFs https://www.investmentexecutive.com/news/products/how-to-improve-confidence-in-etfs/ Mon, 25 Mar 2024 18:07:44 +0000 https://www.investmentexecutive.com/?p=482672 There are practical steps to take following the Emerge Canada saga

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]]> Emerge unitholders become unsecured creditors https://www.investmentexecutive.com/news/products/emerge-unitholders-become-unsecured-creditors/ Mon, 08 Jan 2024 14:50:49 +0000 https://www.investmentexecutive.com/?p=477750 Investors in five Emerge ARK ETFs have not received payments for receivables outstanding

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]]> Emerge liquidates ETFs without paying receivables https://www.investmentexecutive.com/news/products/emerge-liquidates-etfs-without-paying-receivables/ Thu, 21 Dec 2023 17:50:16 +0000 https://www.investmentexecutive.com/?p=477715 Emerge ARK funds are still owed $4.7 million by manager

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]]> Emerge borrowed US$200,000 from employees as business tanked https://www.investmentexecutive.com/news/products/emerge-borrowed-us250000-from-employees-as-business-tanked/ Wed, 08 Nov 2023 14:31:57 +0000 https://www.investmentexecutive.com/?p=474788 Employees also allege unpaid wages

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]]> Emerge ETFs to be liquidated before end of year https://www.investmentexecutive.com/news/products/emerge-etfs-to-be-liquidated-before-end-of-year/ Thu, 19 Oct 2023 19:36:52 +0000 https://www.investmentexecutive.com/?p=473706 Emerge still has not repaid the receivable it owes its ARK ETFs

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]]> Investors still trapped in Emerge ETFs six months into cease-trade order https://www.investmentexecutive.com/news/products/investors-still-trapped-in-emerge-etfs-six-months-into-cease-trade-order/ Thu, 05 Oct 2023 16:34:39 +0000 https://www.investmentexecutive.com/?p=472660 The order has prevented investors from cashing out after recent gains for Emerge's six ARK ETFs

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