Cannabis | Investment Executive https://www.investmentexecutive.com/tag/cannabis/ Canada's news source for financial professionals Tue, 29 Apr 2025 21:18:02 +0000 en-US hourly 1 https://wordpress.org/?v=6.8.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Cannabis | Investment Executive https://www.investmentexecutive.com/tag/cannabis/ 32 32 CIRO panel rejects allegations against ex-rep https://www.investmentexecutive.com/news/from-the-regulators/ciro-panel-rejects-allegations-against-ex-rep/ Tue, 29 Apr 2025 21:18:02 +0000 https://www.investmentexecutive.com/?p=508349 Panel believed rep's evidence over allegations from former client

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]]> Court approves $30 million Aphria settlement https://www.investmentexecutive.com/news/from-the-regulators/court-approves-30-million-aphria-settlement/ Fri, 28 Mar 2025 18:14:53 +0000 https://www.investmentexecutive.com/?p=505762 Resolution avoids risk of litigation, insolvency, court finds

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]]> Adding insult to insider trading injury https://www.investmentexecutive.com/news/from-the-regulators/adding-insult-to-insider-trading-injury/ Wed, 26 Mar 2025 20:27:40 +0000 https://www.investmentexecutive.com/?p=505532 In settlement with OSC, executive sanctioned for loss-making insider trading

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]]> Investor class action against cannabis firm settled https://www.investmentexecutive.com/news/from-the-regulators/investor-class-action-against-cannabis-firm-settled/ Mon, 10 Feb 2025 22:07:19 +0000 https://www.investmentexecutive.com/?p=502161 $30 million deal requires court approval, set for March 26

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]]> Case against Cormark was regulatory overreach: Tribunal https://www.investmentexecutive.com/news/from-the-regulators/case-against-cormark-was-regulatory-overreach-tribunal/ Thu, 07 Nov 2024 19:36:46 +0000 https://www.investmentexecutive.com/?p=496258 OSC failed to prove any of its allegations against dealer, investment banker

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]]> ATB Capital to lead liquidation of failed hedge fund https://www.investmentexecutive.com/news/from-the-regulators/atb-capital-to-lead-liquidation-of-failed-hedge-fund/ Mon, 18 Dec 2023 18:03:10 +0000 https://www.investmentexecutive.com/?p=477473 Court will consider firm's appointment by Traynor Ridge Capital's receiver

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]]> Court approves securities class action settlement https://www.investmentexecutive.com/news/from-the-regulators/court-approves-securities-class-action-settlement/ Wed, 15 Nov 2023 20:38:22 +0000 https://www.investmentexecutive.com/?p=475410 Cannabis companies involved in failed joint venture settle suits

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]]> Tribunal stays OSC fraud case https://www.investmentexecutive.com/news/from-the-regulators/tribunal-stays-osc-fraud-case/ Tue, 14 Nov 2023 22:01:06 +0000 https://www.investmentexecutive.com/?p=475292 Panel found respondent couldn't mount proper defence without access to confidential evidence

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]]> Former fund rep sanctioned for loans from clients https://www.investmentexecutive.com/news/from-the-regulators/former-fund-rep-sanctioned-for-loans-from-clients/ Sat, 11 Mar 2023 00:12:11 +0000 https://www.investmentexecutive.com/?p=462068 Rep fined, banned after borrowing from clients, misleading dealer

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]]> Court case against ex CannTrust leaders should prompt OSC ‘soul searching’: experts https://www.investmentexecutive.com/news/from-the-regulators/court-case-against-ex-canntrust-leaders-should-prompt-osc-soul-searching-experts/ Fri, 16 Dec 2022 21:23:43 +0000 https://www.investmentexecutive.com/?p=457773 Observers felt a strong ruling would have sent a message to other pot companies and comforted investors who lost money

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