Canadian Securities Administrators | Investment Executive https://www.investmentexecutive.com/tag/canadian-securities-administrators/ Canada's news source for financial professionals Thu, 09 Apr 2026 21:11:22 +0000 en-US hourly 1 https://wordpress.org/?v=6.9 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Canadian Securities Administrators | Investment Executive https://www.investmentexecutive.com/tag/canadian-securities-administrators/ 32 32 Issuers start moving to semi-annual reporting https://www.investmentexecutive.com/news/issuers-start-moving-to-semi-annual-reporting/ Thu, 09 Apr 2026 21:11:22 +0000 https://www.investmentexecutive.com/?p=535961 Venture companies begin opting for less frequent reporting

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]]> Insider rules apply to single-stock vehicles: CSA https://www.investmentexecutive.com/news/insider-rules-apply-to-single-stock-vehicles-csa/ Thu, 09 Apr 2026 21:06:44 +0000 https://www.investmentexecutive.com/?p=535929 Proposal to clarify that reporting rules apply to unitary ETFs, CDRs, notes

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]]> CIRO seeks to tackle persistent policy challenges https://www.investmentexecutive.com/news/ciro-seeks-to-tackle-persistent-policy-challenges/ Wed, 08 Apr 2026 21:05:03 +0000 https://www.investmentexecutive.com/?p=535816 SRO sets out regulatory agenda for year ahead

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]]> CIRO proposes short-selling reforms https://www.investmentexecutive.com/news/from-the-regulators/ciro-proposes-short-selling-reforms/ Thu, 02 Apr 2026 20:53:04 +0000 https://www.investmentexecutive.com/?p=535513 SRO drops mandatory close-out proposal, adds new conduct-based approach

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]]> Short-selling dealers stay secret https://www.investmentexecutive.com/news/short-selling-dealers-stay-secret/ Fri, 27 Mar 2026 20:20:08 +0000 https://www.investmentexecutive.com/?p=534995 IPC upholds OSC decision to preserve privacy of dealers in failed trade study

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]]> CIRO clarifies its prediction markets requirements for dealers https://www.investmentexecutive.com/news/ciro-clarifies-its-prediction-markets-requirements-for-dealers/ Fri, 27 Mar 2026 16:13:28 +0000 https://www.investmentexecutive.com/?p=535005 Regulator addresses questions from market participants after Wealthsimple gets approval to launch event contracts

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]]> Big banks take heat at Senate hearing https://www.investmentexecutive.com/news/big-banks-take-heat-at-senate-hearing/ Fri, 27 Mar 2026 13:36:23 +0000 https://www.investmentexecutive.com/?p=534973 Regulators lament shrinking shelves, eroding support for junior issuers

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]]> CSA to test semi-annual reporting for venture market https://www.investmentexecutive.com/news/csa-to-test-semi-annual-reporting-for-venture-market/ Thu, 19 Mar 2026 18:37:27 +0000 https://www.investmentexecutive.com/?p=534291 Pilot project could lead to broader shift to less frequent reporting

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]]> IOSCO revises guidance on issuers’ alt metrics https://www.investmentexecutive.com/news/iosco-revises-guidance-on-issuers-alt-metrics/ Tue, 17 Mar 2026 19:57:14 +0000 https://www.investmentexecutive.com/?p=534040 Regulators update policy on the use of non-GAAP financial measures

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]]> Industry moves: PWL Capital gains advisor team https://www.investmentexecutive.com/news/industry-moves-pwl-capital-gains-advisor-team/ Mon, 09 Mar 2026 20:27:30 +0000 https://www.investmentexecutive.com/?p=533468 Plus, appointments at Harbourfront, Richardson, Manulife Investments and more

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