Back-office firms | Investment Executive https://www.investmentexecutive.com/tag/back-office-firms/ Canada's news source for financial professionals Fri, 14 Nov 2025 22:11:50 +0000 en-US hourly 1 https://wordpress.org/?v=6.9 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Back-office firms | Investment Executive https://www.investmentexecutive.com/tag/back-office-firms/ 32 32 Back-office firm wrong to drop fund manager: court https://www.investmentexecutive.com/news/back-office-firm-wrong-to-drop-fund-manager-court/ Fri, 14 Nov 2025 21:02:56 +0000 https://www.investmentexecutive.com/?p=525491 Quebec court rules on decades-old legal dispute between firms

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]]> Raymond James targets advisors, market share with digital transformation https://www.investmentexecutive.com/news/industry-news/raymond-james-targets-advisors-market-share-with-digital-transformation/ Wed, 25 Jun 2025 12:36:35 +0000 https://www.investmentexecutive.com/?p=513566 Canadian division of U.S.-based firm partners with FNZ for end-to-end, AI-enabled wealth platform

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]]> U.S. brokerage failed to guard against reps’ theft https://www.investmentexecutive.com/news/from-the-regulators/u-s-brokerage-failed-to-guard-against-reps-theft/ Tue, 10 Dec 2024 20:12:23 +0000 https://www.investmentexecutive.com/?p=498278 Morgan Stanley sanctioned by SEC for supervisory failures

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]]> AI won’t be able to beat the index: Moody’s https://www.investmentexecutive.com/news/research-and-markets/ai-wont-be-able-to-beat-the-index-moodys/ Thu, 18 Jul 2024 21:05:00 +0000 https://www.investmentexecutive.com/?p=489631 Tech advantages always prove short lived in the stock markets, report suggests

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]]> How the National Bank deal could affect wealth management https://www.investmentexecutive.com/news/industry-news/how-the-national-bank-deal-could-affect-wealth-management/ Tue, 25 Jun 2024 14:37:33 +0000 https://www.investmentexecutive.com/?p=488294 Acquisition of Canadian Western Bank could also boost National Bank Independent Network

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]]> A welcome bump for the back office https://www.investmentexecutive.com/newspaper_/report-card-on-banks/a-welcome-bump-for-the-back-office/ Mon, 18 Sep 2023 04:10:00 +0000 https://www.investmentexecutive.com/?p=471300 The category saw the biggest rating improvement in the Report Card

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]]> Cyberattacks a matter of when, not if: industry leaders https://www.investmentexecutive.com/news/industry-news/cyberattacks-a-matter-of-when-not-if-industry-leaders/ Tue, 30 May 2023 14:36:20 +0000 https://www.investmentexecutive.com/?p=466416 Firms should prepare and test responses, executives said at an IFIC event

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]]> CCMA seeks regulatory certainty for T+1 https://www.investmentexecutive.com/news/from-the-regulators/ccma-seeks-regulatory-certainty-for-t1/ Tue, 30 May 2023 13:01:12 +0000 https://www.investmentexecutive.com/?p=466398 Countdown to shorter settlement cycle transition in May 2024 has begun

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]]> How Manulife Securities-Fidelity deal signals a larger trend https://www.investmentexecutive.com/news/industry-news/how-manulife-securities-fidelity-deal-signals-a-larger-trend/ Mon, 20 Mar 2023 21:49:24 +0000 https://www.investmentexecutive.com/?p=462529 Fidelity Clearing Canada will provide its uniFide back-office technology to Manulife Securities

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]]> Richardson Wealth struggles with back-office tech transition https://www.investmentexecutive.com/news/industry-news/richardson-wealth-struggles-with-back-office-tech-transition/ Fri, 03 Mar 2023 22:08:15 +0000 https://www.investmentexecutive.com/?p=461434 RF Capital CEO Kish Kapoor attributed the problems to technology issues, data transfer challenges and user training

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