Australia | Investment Executive https://www.investmentexecutive.com/tag/australia/ Canada's news source for financial professionals Wed, 18 Mar 2026 21:27:36 +0000 en-US hourly 1 https://wordpress.org/?v=6.9.4 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Australia | Investment Executive https://www.investmentexecutive.com/tag/australia/ 32 32 U.S. stocks slump on worries about higher oil prices, inflation and interest rates https://www.investmentexecutive.com/news/u-s-stocks-slump-on-worries-about-higher-oil-prices-inflation-and-interest-rates/ Wed, 18 Mar 2026 13:21:03 +0000 https://www.investmentexecutive.com/?p=534123 On Wednesday, the Fed's Powell said it's unclear what will happen with oil prices, tariffs

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]]> ASIC secures record penalties in second half of 2025 https://www.investmentexecutive.com/news/asic-secures-record-penalties-in-second-half-of-2025/ Wed, 25 Feb 2026 20:40:37 +0000 https://www.investmentexecutive.com/?p=532599 Regulator details enhanced enforcement outcomes

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]]> ESMA, ASIC face change at the top https://www.investmentexecutive.com/news/esma-asic-face-change-at-the-top/ Tue, 03 Feb 2026 19:24:10 +0000 https://www.investmentexecutive.com/?p=530964 Regulators in Europe, Australia welcoming new leaders

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]]> ASX put shareholders before market, investors: ASIC https://www.investmentexecutive.com/news/from-the-regulators/asx-put-shareholders-before-market-investors-asic/ Mon, 15 Dec 2025 21:40:44 +0000 https://www.investmentexecutive.com/?p=527757 Exchange agrees to reforms, capital hit to address concerns raised by review

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]]> Aussie banking giant faces A$240 million penalties https://www.investmentexecutive.com/news/from-the-regulators/aussie-banking-giant-faces-a240-million-penalties/ Mon, 15 Sep 2025 19:53:47 +0000 https://www.investmentexecutive.com/?p=520199 Settlement to address series of retail, institutional compliance issues

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]]> As sustainable funds shrink, Canada resists https://www.investmentexecutive.com/news/research-and-markets/as-sustainable-funds-shrink-canada-resists/ Fri, 25 Apr 2025 19:51:19 +0000 https://www.investmentexecutive.com/?p=508102 Europe records first ever outflows, U.S. continues to lead pullback

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]]> Immigration shift a return to normal: DBRS https://www.investmentexecutive.com/news/research-and-markets/immigration-shift-a-return-to-normal-dbrs/ Mon, 24 Feb 2025 21:14:50 +0000 https://www.investmentexecutive.com/?p=503097 Curbs on foreign workers will hurt in short run, but represent a return to pre-pandemic levels

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]]> Australian distribution and retail channels take reputational hit https://www.investmentexecutive.com/news/industry-news/australian-distributors-and-retailers-take-reputational-hit/ Wed, 27 Mar 2019 22:16:45 +0000 https://www.investmentexecutive.com/?p=379108 How the country's royal commission on the financial sector has affected firms

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]]> ASIC scolds firms for slow reviews of systemic advice failures https://www.investmentexecutive.com/news/from-the-regulators/asic-scolds-firms-for-slow-reviews-of-systemic-advice-failures/ Tue, 12 Mar 2019 16:05:49 +0000 https://www.investmentexecutive.com/?p=378145 The regulator plans to take action against firms that engaged in misconduct

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]]> New bill will give greater penalty powers to ASIC https://www.investmentexecutive.com/news/from-the-regulators/new-bill-gives-greater-penalty-powers-to-asic/ Fri, 15 Feb 2019 16:00:32 +0000 https://www.investmentexecutive.com/?p=376471 Australian regulator gets enhanced enforcement capabilities

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