Analyst research | Investment Executive https://www.investmentexecutive.com/tag/analyst-research/ Canada's news source for financial professionals Fri, 09 May 2025 17:57:47 +0000 en-US hourly 1 https://wordpress.org/?v=6.8.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Analyst research | Investment Executive https://www.investmentexecutive.com/tag/analyst-research/ 32 32 FCA brings back fund managers’ research bundling https://www.investmentexecutive.com/news/from-the-regulators/fca-brings-back-fund-managers-research-bundling/ Fri, 09 May 2025 17:57:47 +0000 https://www.investmentexecutive.com/?p=509431 U.K. regulator allows funds to bundle payments for research, trade execution

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]]> FINRA looks to facilitate capital raising https://www.investmentexecutive.com/news/from-the-regulators/finra-looks-to-facilitate-capital-raising/ Thu, 20 Mar 2025 21:31:07 +0000 https://www.investmentexecutive.com/?p=505063 SRO consulting on possible reforms to rules around research, underwriting

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]]> To boost research coverage, let issuers pay https://www.investmentexecutive.com/news/from-the-regulators/to-boost-research-coverage-let-issuers-pay/ Wed, 18 Dec 2024 19:05:35 +0000 https://www.investmentexecutive.com/?p=498844 ESMA consults on code of conduct to encourage issuer-sponsored research

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]]> FCA expands research unbundling to fund managers https://www.investmentexecutive.com/news/from-the-regulators/fca-expands-research-unbundling-to-fund-managers/ Tue, 05 Nov 2024 17:27:40 +0000 https://www.investmentexecutive.com/?p=496038 U.K. regulator aims to improve access to research, market transparency

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]]> Europe relaxes rules, eyes more vibrant markets https://www.investmentexecutive.com/news/from-the-regulators/europe-relaxes-rules-eyes-more-vibrant-markets/ Mon, 28 Oct 2024 17:48:29 +0000 https://www.investmentexecutive.com/?p=495563 ESMA consults on research bundling, prospectus requirements

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]]> Fewer prospectuses key to FCA reform proposals https://www.investmentexecutive.com/news/from-the-regulators/fewer-prospectuses-key-to-fca-reform-proposals/ Fri, 26 Jul 2024 16:58:34 +0000 https://www.investmentexecutive.com/?p=490025 Proposals seek to ease capital raising, bring back research bundling

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]]> Hotter parents have richer kids, research finds https://www.investmentexecutive.com/news/research-and-markets/hotter-parents-have-richer-kids-research-finds/ Mon, 29 Jan 2024 21:09:22 +0000 https://www.investmentexecutive.com/?p=479423 Physical beauty translates into higher earnings across generations, according to NBER paper

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]]> FINRA sanctions Credit Suisse https://www.investmentexecutive.com/news/from-the-regulators/finra-sanctions-credit-suisse/ Thu, 20 Jan 2022 20:16:06 +0000 https://www.investmentexecutive.com/?p=437944 Firm violated SEC and SRO rules, including analyst disclosure requirements

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]]> Research unbundling hasn’t hurt small company coverage: ESMA https://www.investmentexecutive.com/news/from-the-regulators/research-unbundling-hasnt-hurt-small-company-coverage-esma/ Thu, 18 Feb 2021 17:39:58 +0000 https://www.investmentexecutive.com/?p=416316 MiFID II reform fears unfounded, research finds

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]]> Critical risks affecting retirement savings https://www.investmentexecutive.com/news/research-and-markets/critical-risks-affecting-retirement-savings/ Tue, 29 Sep 2020 18:40:41 +0000 https://www.investmentexecutive.com/?p=407997 The wealth gap, low interest rates and climate change pose major challenges

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