Alternative trading systems – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Thu, 18 Apr 2024 21:31:24 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Alternative trading systems – Investment Executive https://www.investmentexecutive.com 32 32 CSA sets path to market data reforms https://www.investmentexecutive.com/news/from-the-regulators/csa-sets-path-to-market-data-reforms/ Thu, 18 Apr 2024 21:31:24 +0000 https://www.investmentexecutive.com/?p=484304 Regulators to boost fee transparency, explore enhanced retail access

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]]> Risks arise as exchanges evolve, IOSCO says https://www.investmentexecutive.com/news/from-the-regulators/risks-arise-as-exchanges-evolve-iosco-says/ Thu, 04 Apr 2024 18:12:30 +0000 https://www.investmentexecutive.com/?p=483148 Expansion of business lines multiplies conflicts and regulatory challenges

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]]> Coinbase Canada gets CSA registration https://www.investmentexecutive.com/news/from-the-regulators/coinbase-canada-gets-csa-registration/ Thu, 04 Apr 2024 17:58:46 +0000 https://www.investmentexecutive.com/?p=483157 Crypto firm to pursue full dealer and ATS registration, plus SRO membership

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]]> Shining more light into Treasury markets https://www.investmentexecutive.com/news/from-the-regulators/shining-more-light-into-treasury-markets/ Thu, 28 Mar 2024 20:15:09 +0000 https://www.investmentexecutive.com/?p=482906 FINRA starts providing data on individual transactions

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]]> Boosting European trading data transparency a plus: Moody’s https://www.investmentexecutive.com/news/research-and-markets/boosting-european-trading-data-transparency-a-plus-moodys/ Mon, 22 Jan 2024 20:57:23 +0000 https://www.investmentexecutive.com/?p=479065 Policymakers to implement consolidated tapes, ban payments for order flow

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]]> AMF sanctions exchange registration breach https://www.investmentexecutive.com/news/from-the-regulators/amf-sanctions-exchange-registration-breach/ Wed, 20 Dec 2023 21:52:18 +0000 https://www.investmentexecutive.com/?p=477681 Refinitiv allowed investors to trade on its platform without registering as an exchange

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]]> IOSCO seeks more resilient trading https://www.investmentexecutive.com/news/from-the-regulators/iosco-seeks-more-resilient-trading/ Fri, 15 Dec 2023 19:30:25 +0000 https://www.investmentexecutive.com/?p=477431 Most trading outages are traced back to software problems, it finds

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]]> Brexit shakes up EU trading landscape: ESMA https://www.investmentexecutive.com/news/from-the-regulators/brexit-shakes-up-eu-trading-landscape-esma/ Mon, 30 Oct 2023 17:31:40 +0000 https://www.investmentexecutive.com/?p=474230 Trading volumes fell, fragmentation, specialization increased since U.K. left

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]]> The fallout for Canada from U.S. market reforms https://www.investmentexecutive.com/news/from-the-regulators/the-fallout-for-canada-from-u-s-market-reforms/ Thu, 19 Oct 2023 20:11:08 +0000 https://www.investmentexecutive.com/?p=473694 CSA and CIRO seek feedback on the SEC's market structure proposals

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]]> SEC targets best-interest rules in broker reviews https://www.investmentexecutive.com/news/from-the-regulators/sec-targets-best-interest-rules-in-broker-reviews/ Mon, 16 Oct 2023 18:40:37 +0000 https://www.investmentexecutive.com/?p=473386 Regulator's exam division sets compliance priorities for 2024

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