Advisor titles | Investment Executive https://www.investmentexecutive.com/tag/advisor-titles/ Canada's news source for financial professionals Wed, 03 Dec 2025 20:29:55 +0000 en-US hourly 1 https://wordpress.org/?v=6.8.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Advisor titles | Investment Executive https://www.investmentexecutive.com/tag/advisor-titles/ 32 32 Court rejects attempt to revive lawsuit against rep, RBC DS https://www.investmentexecutive.com/news/court-rejects-attempt-to-revive-lawsuit-against-rep-rbc-ds/ Wed, 03 Dec 2025 20:29:55 +0000 https://www.investmentexecutive.com/?p=526930 Investor tried to argue that rep's title misled the courts

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]]> FSRA continues to explore title protection harmonization https://www.investmentexecutive.com/news/industry-news/fsra-continues-to-explore-title-protection-harmonization/ Tue, 23 Sep 2025 12:37:31 +0000 https://www.investmentexecutive.com/?p=520857 Regulator releases business plan and strategic priorities

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]]> The next economic crisis won’t just be about money — it’ll be about bad advice https://www.investmentexecutive.com/newspaper_/comment-insight/the-next-economic-crisis-wont-just-be-about-money-itll-be-about-bad-advice/ Tue, 10 Jun 2025 15:03:00 +0000 https://www.investmentexecutive.com/?p=511333 It’s time for a national framework that standardizes title protection

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]]> NASAA adopts ‘best interest’ in model rule https://www.investmentexecutive.com/news/from-the-regulators/nasaa-adopts-best-interest-in-model-rule/ Tue, 08 Apr 2025 13:42:52 +0000 https://www.investmentexecutive.com/?p=506504 Group's conduct rule adds Reg BI, misleading title, provisions

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]]> We need to stop talking about independence https://www.investmentexecutive.com/newspaper_/comment-insight/we-need-to-stop-talking-about-independence/ Fri, 07 Feb 2025 20:04:00 +0000 https://www.investmentexecutive.com/?p=501706 Editorial: Independence has become a loaded term, with no consensus around what it really means

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]]> Opinion: ‘Flynancial’ advisor ad is a reminder of how title protection falls short https://www.investmentexecutive.com/news/industry-news/opinion-flynancial-advisor-ad-is-a-reminder-of-how-title-protection-falls-short/ Fri, 10 Jan 2025 16:10:13 +0000 https://www.investmentexecutive.com/?p=499869 Clients expect advisors to offer advice competently and to their advantage

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]]> It’s official: DFSA credential no longer qualifies for FA title use https://www.investmentexecutive.com/news/industry-news/its-official-dfsa-credential-no-longer-qualifies-for-fa-title-use/ Fri, 22 Nov 2024 17:41:10 +0000 https://www.investmentexecutive.com/?p=497275 RBC still requires the credential in retail branches, FSRA provides date for forthcoming title protection review

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]]> NASAA adds best interest standard to model rule https://www.investmentexecutive.com/news/from-the-regulators/nasaa-adds-best-interest-standard-to-model-rule/ Mon, 04 Nov 2024 19:53:45 +0000 https://www.investmentexecutive.com/?p=495966 Group seeks revisions to U.S. state rule that match SEC's Reg BI reforms

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]]> A time of transition for the financial planning profession https://www.investmentexecutive.com/inside-track_/tashia-batstone/a-time-of-transition-for-the-financial-planning-profession/ Fri, 11 Oct 2024 20:27:27 +0000 https://www.investmentexecutive.com/?p=494731 Financial planners continue to adapt to a whirlwind of new developments in recent years

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]]> ‘It’s time to look ahead,’ new Advocis CEO says https://www.investmentexecutive.com/news/people/its-time-to-look-ahead-new-advocis-ceo-says/ Mon, 07 Oct 2024 18:43:50 +0000 https://www.investmentexecutive.com/?p=494015 Kelly Gorman brings triple-threat expertise to association’s finances, focus

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