You searched for Investment Executive | Investment Executive https://www.investmentexecutive.com/ Canada's news source for financial professionals Fri, 19 Dec 2025 21:51:30 +0000 en-US hourly 1 https://wordpress.org/?v=6.9 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png You searched for Investment Executive | Investment Executive https://www.investmentexecutive.com/ 32 32 Industry moves: Michelle Connolly joins Q Wealth https://www.investmentexecutive.com/uncategorized/industry-moves-michelle-connolly-joins-q-wealth/ Fri, 19 Dec 2025 21:50:27 +0000 https://www.investmentexecutive.com/?p=528249 Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more

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]]> SEC sanctions Canadian over pump-and-dumps https://www.investmentexecutive.com/uncategorized/sec-sanctions-canadian-over-pump-and-dumps/ Fri, 19 Dec 2025 20:39:38 +0000 https://www.investmentexecutive.com/?p=528204 Accountant allegedly found assets used to lure investors to schemes

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]]> Executive banned in failed real estate scheme https://www.investmentexecutive.com/uncategorized/executive-banned-in-failed-real-estate-scheme/ Fri, 19 Dec 2025 19:56:40 +0000 https://www.investmentexecutive.com/?p=528215 OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation

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]]> Tanya Staples is on Canadian Advisor.cast https://www.investmentexecutive.com/uncategorized/tanya-staples-is-on-canadian-advisor-cast/ Fri, 19 Dec 2025 19:38:39 +0000 https://www.investmentexecutive.com/?p=528208 Women continue to face systemic issues in Canada's financial planning industry — Tanya Staples has an idea

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]]> SEC sanctions key figures in FTX scandal https://www.investmentexecutive.com/uncategorized/sec-sanctions-key-figures-in-ftx-scandal/ Fri, 19 Dec 2025 18:42:46 +0000 https://www.investmentexecutive.com/?p=528207 Execs that previously pleaded guilty in fraud case accept regulatory sanctions

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]]> ASC extends safe harbour regime to climate-related disclosures https://www.investmentexecutive.com/uncategorized/asc-extends-safe-harbour-regime-to-climate-related-disclosures/ Fri, 19 Dec 2025 15:47:40 +0000 https://www.investmentexecutive.com/?p=528136 Provincial regulator can halt trading when misinformation circulates

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]]> FP Canada releases CFP, QAFP exam results for October https://www.investmentexecutive.com/uncategorized/fp-canada-releases-cfp-qafp-exam-results-for-october/ Thu, 18 Dec 2025 18:08:36 +0000 https://www.investmentexecutive.com/?p=528096 QAFP exam has one more sitting before title protection transition ends

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]]> A clash of generations is gathering in Canadian banking https://www.investmentexecutive.com/news/a-clash-of-generations-is-gathering-in-canadian-banking/ Wed, 17 Dec 2025 14:20:58 +0000 https://www.investmentexecutive.com/?p=527963 The industry is going through generational shifts, including a wave of smaller players being bought up

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]]> Canada’s sustainable bond market had a strong comeback in 2024: ISF https://www.investmentexecutive.com/news/canadas-sustainable-bond-market-had-a-strong-comeback-in-2024-isf/ Wed, 17 Dec 2025 11:00:51 +0000 https://www.investmentexecutive.com/?p=527887 Report outlines how the country can grow its 2% share of the global market

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]]> Private equity exec charged with fraud https://www.investmentexecutive.com/news/private-equity-exec-charged-with-fraud/ Tue, 16 Dec 2025 19:05:10 +0000 https://www.investmentexecutive.com/?p=527869 Investors falsely offered exposure to pre-IPO companies, U.S. authorities allege

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