UBS – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Thu, 11 Apr 2024 19:02:56 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png UBS – Investment Executive https://www.investmentexecutive.com 32 32 Wall Street firms poised for strong Q1 https://www.investmentexecutive.com/news/research-and-markets/wall-street-firms-poised-for-strong-q1/ Thu, 11 Apr 2024 19:02:56 +0000 https://www.investmentexecutive.com/?p=483578 Robust investment banking revenues to drive improved earnings

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]]> After a weak 2023, capital markets poised to revive https://www.investmentexecutive.com/news/research-and-markets/after-a-weak-2023-capital-markets-poised-to-revive/ Thu, 07 Mar 2024 21:34:24 +0000 https://www.investmentexecutive.com/?p=481807 Underwriting activity expected to pick up monetary policy eases, DBRS says

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]]> U.S. Supreme Court upholds whistleblower protections https://www.investmentexecutive.com/news/from-the-regulators/u-s-supreme-court-upholds-whistleblower-protections/ Fri, 09 Feb 2024 20:38:04 +0000 https://www.investmentexecutive.com/?p=480338 Analyst was fired after claiming traders tried to influence research

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]]> UBS-Credit Suisse merger sparks calls for reform https://www.investmentexecutive.com/news/from-the-regulators/ubs-credit-suisse-merger-sparks-calls-for-reform/ Wed, 24 Jan 2024 14:25:24 +0000 https://www.investmentexecutive.com/?p=479186 Swiss financial regulator gets a new leader as it looks to boost scrutiny of the bank

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]]> A series of unfortunate events doomed Credit Suisse https://www.investmentexecutive.com/news/from-the-regulators/a-series-of-unfortunate-events-doomed-credit-suisse/ Tue, 19 Dec 2023 20:01:39 +0000 https://www.investmentexecutive.com/?p=477567 Regulators make case for greater supervisory and enforcement powers

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]]> Bank failures prompt possible reforms https://www.investmentexecutive.com/news/from-the-regulators/bank-failures-prompt-possible-reforms/ Tue, 10 Oct 2023 19:13:58 +0000 https://www.investmentexecutive.com/?p=472878 FSB to examine whether anti-bailout measures need to be expanded

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]]> Regulators learn from latest banking sector turmoil https://www.investmentexecutive.com/news/from-the-regulators/regulators-learn-from-latest-banking-sector-turmoil/ Fri, 06 Oct 2023 18:36:43 +0000 https://www.investmentexecutive.com/?p=472784 Report highlights risk management failures, supervisory shortcomings

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]]> Top Swiss regulator steps down https://www.investmentexecutive.com/news/from-the-regulators/top-swiss-regulator-steps-down/ Wed, 06 Sep 2023 20:17:28 +0000 https://www.investmentexecutive.com/?p=471131 CEO cites stress, health in decision to resign from post

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]]> UBS settles case over mortgage-backed securities in lead-up to financial crisis https://www.investmentexecutive.com/news/from-the-regulators/ubs-settles-case-over-mortgage-backed-securities-in-lead-up-to-financial-crisis/ Mon, 14 Aug 2023 18:20:31 +0000 https://www.investmentexecutive.com/?p=470054 Latest settlement brings penalties in DoJ cases to over US$36 billion

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]]> Rising rates weigh on credit growth, deposits: BIS https://www.investmentexecutive.com/news/research-and-markets/rising-rates-weigh-on-credit-growth-deposits-bis/ Fri, 28 Jul 2023 18:26:46 +0000 https://www.investmentexecutive.com/?p=469388 Impacts of tighter financial conditions, banking stress evident in Q1

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