Securities Industry and Financial Markets Association – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Wed, 24 Apr 2024 19:33:54 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Securities Industry and Financial Markets Association – Investment Executive https://www.investmentexecutive.com 32 32 Advisors face new U.S. fiduciary requirements https://www.investmentexecutive.com/news/from-the-regulators/advisors-face-new-u-s-fiduciary-requirements/ Wed, 24 Apr 2024 18:10:03 +0000 https://www.investmentexecutive.com/?p=484685 Labor Department finalizes fiduciary rule for retirement advice

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]]> Trade groups seek changes to Basel III endgame https://www.investmentexecutive.com/news/from-the-regulators/trade-groups-seek-changes-to-basel-iii-endgame/ Tue, 16 Jan 2024 19:32:00 +0000 https://www.investmentexecutive.com/?p=478722 SIFMA, ISDA say final rules would lead to excessive capital requirements

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]]> SEC adopts Treasury clearing rules https://www.investmentexecutive.com/news/from-the-regulators/sec-adopts-treasury-clearing-rules/ Thu, 14 Dec 2023 14:23:28 +0000 https://www.investmentexecutive.com/?p=477264 Industry trade groups remain hesitant about sweeping reforms

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]]> Fed seen cutting rates by mid-2024 https://www.investmentexecutive.com/news/research-and-markets/fed-seen-cutting-rates-by-mid-2024/ Thu, 07 Dec 2023 21:56:44 +0000 https://www.investmentexecutive.com/?p=476934 Technical recession remains a distinct possibility, SIFMA survey finds

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]]> Trade groups take on SEC custody reforms https://www.investmentexecutive.com/news/from-the-regulators/trade-groups-take-on-sec-custody-reforms/ Tue, 12 Sep 2023 20:51:17 +0000 https://www.investmentexecutive.com/?p=471412 In joint letter, industry associations lobby against proposed changes

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]]> U.S. regulators unveil bank capital reform proposal https://www.investmentexecutive.com/news/from-the-regulators/u-s-regulators-unveil-bank-capital-reform-proposal/ Thu, 27 Jul 2023 20:37:09 +0000 https://www.investmentexecutive.com/?p=469344 Securities industry association expresses concerns with planned changes

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]]> Most economists say Fed is likely done, for now https://www.investmentexecutive.com/news/research-and-markets/most-economists-say-fed-is-likely-done-for-now/ Wed, 07 Jun 2023 21:06:34 +0000 https://www.investmentexecutive.com/?p=466993 SIFMA survey finds U.S. industry economists expect Federal Open Market Committee to hit pause

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]]> SEC seeks “skin in the game” for securitizations https://www.investmentexecutive.com/news/from-the-regulators/sec-seeks-skin-in-the-game-for-securitizations/ Wed, 25 Jan 2023 21:20:40 +0000 https://www.investmentexecutive.com/?p=459269 New asset-backed securities proposal would implement a key post-crisis reform

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]]> U.S. industry economists bracing for recession https://www.investmentexecutive.com/news/research-and-markets/u-s-industry-economists-bracing-for-recession/ Wed, 07 Dec 2022 18:38:43 +0000 https://www.investmentexecutive.com/?p=457133 SIFMA survey finds gloomy expectations for U.S. economy in 2023

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]]> Securities industry gears up for shift to T+1 https://www.investmentexecutive.com/news/industry-news/securities-industry-gears-up-for-shift-to-t1/ Tue, 02 Aug 2022 16:41:50 +0000 https://www.investmentexecutive.com/?p=448859 As U.S. industry releases plan, Canadian firms' readiness lags

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