Regulations Services Inc. | Investment Executive https://www.investmentexecutive.com/post_company/regulations-services-inc/ Canada's news source for financial professionals Fri, 01 Apr 2005 21:50:00 +0000 en-US hourly 1 https://wordpress.org/?v=6.8.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Regulations Services Inc. | Investment Executive https://www.investmentexecutive.com/post_company/regulations-services-inc/ 32 32 Market integrity rule amendments approved https://www.investmentexecutive.com/news/from-the-regulators/market-integrity-rule-amendments-approved/ Fri, 01 Apr 2005 21:50:00 +0000 https://www.investmentexecutive.com/uncategorized/market-integrity-rule-amendments-approved/ Deal with manipulative and deceptive trading; take effect immediately

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]]> RS rolls back CoolBrands trades https://www.investmentexecutive.com/news/from-the-regulators/rs-rolls-back-coolbrands-trades/ Thu, 29 Jul 2004 12:55:00 +0000 https://www.investmentexecutive.com/uncategorized/rs-rolls-back-coolbrands-trades/ Company failed to alert regulator of news release

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]]> RS requests comment on market maker exemption https://www.investmentexecutive.com/news/from-the-regulators/rs-requests-comment-on-market-maker-exemption/ Fri, 06 Dec 2002 21:40:00 +0000 https://www.investmentexecutive.com/uncategorized/rs-requests-comment-on-market-maker-exemption/ Fees to other participants would increase

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