In a settlement agreement with IIROC, the firm acknowledged it failed to adequately monitor suspicious account transfers
Ex-rep sentenced to jail and ordered to repay firm
An IIROC panel found the rep engaged in improper personal financial dealings with a client and misled investigators
An Ontario court has found that excluding one of CannTrust's underwriters from the case could limit investors' recovery
The banks participated in a deal to help sell off Royal Dutch Shell plc's 8% stake in Canadian Natural Resources Ltd.
Video campaign seeks to dispel myths, focuses on flexibility and autonomy
Clients’ portfolio would have performed better if they’d followed their advisor’s advice
Two RBCDS advisors violated agreement by calling clients when they moved from MD Management, court says
These strategies provide access to a diversified range of global exposures that complement benchmark-centric or domestic portfolios
Advisor’s Virtual Assistant allows advisors to manage their days and tasks as well as review clients’ portfolios on the go