Quebec Securities Commission | Investment Executive https://www.investmentexecutive.com/post_company/quebec-securities-commission/ Canada's news source for financial professionals Fri, 14 Nov 2025 22:11:50 +0000 en-US hourly 1 https://wordpress.org/?v=6.8.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Quebec Securities Commission | Investment Executive https://www.investmentexecutive.com/post_company/quebec-securities-commission/ 32 32 Back-office firm wrong to drop fund manager: court https://www.investmentexecutive.com/news/back-office-firm-wrong-to-drop-fund-manager-court/ Fri, 14 Nov 2025 21:02:56 +0000 https://www.investmentexecutive.com/?p=525491 Quebec court rules on decades-old legal dispute between firms

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]]> AMF launches consumer awareness campaign https://www.investmentexecutive.com/news/from-the-regulators/amf-launches-consumer-awareness-campaign/ Fri, 02 Mar 2012 20:00:00 +0000 https://www.investmentexecutive.com/uncategorized/amf-launches-consumer-awareness-campaign/ Five key questions to help avoid financial ruin

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]]> Quebec man fined $42,000 for securities violations https://www.investmentexecutive.com/news/from-the-regulators/quebec-man-fined-42000-for-securities-violations/ Thu, 04 Dec 2003 20:55:00 +0000 https://www.investmentexecutive.com/uncategorized/quebec-man-fined-42000-for-securities-violations/ Poirier sold securities without registration

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]]> Quebec firms agree to cease acting as dealers https://www.investmentexecutive.com/news/industry-news/quebec-firms-agree-to-cease-acting-as-dealers/ Wed, 26 Nov 2003 20:55:00 +0000 https://www.investmentexecutive.com/uncategorized/quebec-firms-agree-to-cease-acting-as-dealers/ Registration pending with QSC

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]]> QSC completes first phase of continuous disclosure review https://www.investmentexecutive.com/news/from-the-regulators/qsc-completes-first-phase-of-continuous-disclosure-review/ Fri, 31 Oct 2003 15:40:00 +0000 https://www.investmentexecutive.com/uncategorized/qsc-completes-first-phase-of-continuous-disclosure-review/ Missing financial information causes some concern

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]]> Quebec man fined $15,000 for securities violations https://www.investmentexecutive.com/news/from-the-regulators/quebec-man-fined-15000-for-securities-violations/ Wed, 29 Oct 2003 15:10:00 +0000 https://www.investmentexecutive.com/uncategorized/quebec-man-fined-15000-for-securities-violations/ Poirier facing additional charges for registered plans

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]]> QSC revokes registration of Internat https://www.investmentexecutive.com/news/from-the-regulators/qsc-revokes-registration-of-internat/ Tue, 28 Oct 2003 21:35:00 +0000 https://www.investmentexecutive.com/uncategorized/qsc-revokes-registration-of-internat/ Officers receive 10-year ban

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]]> Quebec man fined $15,000 for illegal distribution of securities https://www.investmentexecutive.com/news/from-the-regulators/quebec-man-fined-15000-for-illegal-distribution-of-securities/ Thu, 09 Oct 2003 19:10:00 +0000 https://www.investmentexecutive.com/uncategorized/quebec-man-fined-15000-for-illegal-distribution-of-securities/ Acted as dealer without being registered

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]]> Quebec woman fined for refusing to appear before regulator https://www.investmentexecutive.com/news/from-the-regulators/quebec-woman-fined-for-refusing-to-appear-before-regulator/ Thu, 02 Oct 2003 14:20:00 +0000 https://www.investmentexecutive.com/uncategorized/quebec-woman-fined-for-refusing-to-appear-before-regulator/ Goyette failed to comply with Securities Act

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]]> Quebec commission signs agreement with Germany https://www.investmentexecutive.com/news/from-the-regulators/quebec-commission-signs-agreement-with-germany/ Tue, 30 Sep 2003 19:20:00 +0000 https://www.investmentexecutive.com/uncategorized/quebec-commission-signs-agreement-with-germany/ Will encourage co-operation, sharing in securities issues

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