PI Financial Corp. – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Tue, 06 Feb 2024 20:59:17 +0000 en-US hourly 1 https://wordpress.org/?v=6.9 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png PI Financial Corp. – Investment Executive https://www.investmentexecutive.com 32 32 Former PI exec fined, banned in Ng fraud https://www.investmentexecutive.com/news/former-pi-exec-fined-banned-in-ng-fraud/ Tue, 06 Feb 2024 20:59:17 +0000 https://www.investmentexecutive.com/?p=479968 Echelon Wealth to merge with PI Financial https://www.investmentexecutive.com/news/echelon-wealth-to-merge-with-pi-financial/ Tue, 07 Mar 2023 22:41:21 +0000 https://www.investmentexecutive.com/?p=461663 Ex-rep faces $2.5-million fine, ban for misappropriation https://www.investmentexecutive.com/news/ex-rep-faces-2-5-million-fine-ban-for-misappropriation/ Tue, 28 Feb 2023 22:12:06 +0000 https://www.investmentexecutive.com/?p=461231 Rep sanctioned after ignoring clients’ red flags https://www.investmentexecutive.com/news/rep-sanctioned-after-ignoring-clients-red-flags/ Mon, 19 Sep 2022 18:44:18 +0000 https://www.investmentexecutive.com/?p=451748 IIROC hits Ng with record $5-million fine https://www.investmentexecutive.com/news/iiroc-hits-ng-with-record-5-million-fine/ Wed, 01 Jun 2022 16:12:55 +0000 https://www.investmentexecutive.com/?p=445388 Investment bankers take it on the chin in rough Q1 https://www.investmentexecutive.com/news/investment-bankers-take-it-on-the-chin-in-rough-q1/ Wed, 13 Apr 2022 18:00:03 +0000 https://www.investmentexecutive.com/?p=442727 PI Financial purchase in 2018 financed with fake collateral, IIROC alleges https://www.investmentexecutive.com/news/pi-financial-purchase-in-2018-financed-with-fake-collateral-iiroc-alleges/ Tue, 24 Nov 2020 20:58:50 +0000 https://www.investmentexecutive.com/?p=411552 PI Financial bought by joint venture https://www.investmentexecutive.com/news/pi-financial-bought-by-joint-venture/ Wed, 08 Jul 2020 19:21:20 +0000 https://www.investmentexecutive.com/?p=403719 PI Financial sold to Gary Ng https://www.investmentexecutive.com/news/pi-financial-sold-to-gary-ng/ Tue, 20 Nov 2018 15:05:33 +0000 https://www.investmentexecutive.com/?p=359185 PI Financial to acquire Wolverton Securities and Global Securities https://www.investmentexecutive.com/news/pi-financial-to-acquire-wolverton-securities-and-global-securities/ Mon, 21 Mar 2016 18:00:00 +0000 https://www.investmentexecutive.com/uncategorized/pi-financial-to-acquire-wolverton-securities-and-global-securities/