Phoenix Research and Trading Corp. | Investment Executive https://www.investmentexecutive.com/post_company/phoenix-research-and-trading-corp/ Canada's news source for financial professionals Thu, 18 Jul 2002 21:20:00 +0000 en-US hourly 1 https://wordpress.org/?v=6.9 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Phoenix Research and Trading Corp. | Investment Executive https://www.investmentexecutive.com/post_company/phoenix-research-and-trading-corp/ 32 32 OSC approves settlement with Taylor https://www.investmentexecutive.com/news/industry-news/osc-approves-settlement-with-taylor/ Thu, 18 Jul 2002 21:20:00 +0000 https://www.investmentexecutive.com/uncategorized/osc-approves-settlement-with-taylor/ Phoenix Research officer reprimanded for faulty supervision

The post OSC approves settlement with Taylor appeared first on Investment Executive.

]]> OSC publishes reasons for Kassirer decision https://www.investmentexecutive.com/news/from-the-regulators/osc-publishes-reasons-for-kassirer-decision/ Wed, 10 Jul 2002 19:30:00 +0000 https://www.investmentexecutive.com/uncategorized/osc-publishes-reasons-for-kassirer-decision/ "The buck stops at the top" says regulator

The post OSC publishes reasons for Kassirer decision appeared first on Investment Executive.

]]> OSC reprimands Phoenix Research chairman https://www.investmentexecutive.com/news/from-the-regulators/osc-reprimands-phoenix-research-chairman/ Mon, 17 Jun 2002 20:25:00 +0000 https://www.investmentexecutive.com/uncategorized/osc-reprimands-phoenix-research-chairman/ Kassirer fined $10,000

The post OSC reprimands Phoenix Research chairman appeared first on Investment Executive.

]]>