Ontario Securities Commission | Investment Executive https://www.investmentexecutive.com/post_company/ontario-securities-commission/ Canada's news source for financial professionals Tue, 03 Feb 2026 18:08:02 +0000 en-US hourly 1 https://wordpress.org/?v=6.9 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Ontario Securities Commission | Investment Executive https://www.investmentexecutive.com/post_company/ontario-securities-commission/ 32 32 Gamification that’s good for investors https://www.investmentexecutive.com/news/gamification-thats-good-for-investors/ Tue, 03 Feb 2026 18:08:02 +0000 https://www.investmentexecutive.com/?p=530943 OSC report highlights how games can encourage good decisions by investors

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]]> TSX adopts streamlined dividend reporting https://www.investmentexecutive.com/news/tsx-adopts-streamlined-dividend-reporting/ Thu, 29 Jan 2026 19:38:07 +0000 https://www.investmentexecutive.com/?p=530629 Amid industry pushback, exchange scraps plan to increase notice requirements

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]]> CIRO’s fund rep fee hike approved https://www.investmentexecutive.com/news/ciros-fund-rep-fee-hike-approved/ Thu, 29 Jan 2026 19:27:17 +0000 https://www.investmentexecutive.com/?p=530624 New $300 fee per rep set to take effect April 1

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]]> Tribunal bans trader, after the first ban didn’t take https://www.investmentexecutive.com/news/tribunal-bans-trader-after-the-first-ban-didnt-take/ Mon, 26 Jan 2026 18:41:15 +0000 https://www.investmentexecutive.com/?p=530238 Initial sanction allowed RRSP, but he traded TFSA, margin accounts too

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]]> OSC’s disclosure issues didn’t justify stay: Tribunal https://www.investmentexecutive.com/news/oscs-disclosure-issues-didnt-justify-stay-tribunal/ Mon, 26 Jan 2026 14:40:19 +0000 https://www.investmentexecutive.com/?p=530149 Panel sought alternative remedy to address disclosure concerns

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]]> Claim against Bridging fund not dead yet https://www.investmentexecutive.com/news/claim-against-bridging-fund-not-dead-yet/ Fri, 23 Jan 2026 19:17:21 +0000 https://www.investmentexecutive.com/?p=530136 Company to appeal denied $213M claim against flagship fund

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]]> Tribunal shoots down OSC case https://www.investmentexecutive.com/news/from-the-regulators/tribunal-shoots-down-osc-case/ Fri, 23 Jan 2026 09:00:11 +0000 https://www.investmentexecutive.com/?p=530078 Releases were misleading, but case against lawyer not proven, panel finds

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]]> Investors seek action against funds’ receiver https://www.investmentexecutive.com/news/investors-seek-action-against-funds-receiver/ Thu, 22 Jan 2026 21:42:31 +0000 https://www.investmentexecutive.com/?p=530068 Proposed claim alleges receiver failed to cash out of stock that hit $100 million

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]]> Tribunal denies confidentiality, stay motions https://www.investmentexecutive.com/news/tribunal-denies-confidentiality-stay-motions/ Mon, 19 Jan 2026 21:58:00 +0000 https://www.investmentexecutive.com/?p=529748 Panel stresses "open courts" principle in denying closed door hearing

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]]> Investor lawsuits may justify no financial sanctions https://www.investmentexecutive.com/news/investor-lawsuits-may-justify-no-financial-sanctions/ Mon, 19 Jan 2026 19:26:23 +0000 https://www.investmentexecutive.com/?p=529739 Normally, major frauds should carry disgorgement orders, Tribunal says

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