Ombudsman for Banking Services and Investments | Investment Executive https://www.investmentexecutive.com/post_company/ombudsman-for-banking-services-and-investments/ Canada's news source for financial professionals Fri, 05 Sep 2025 15:40:01 +0000 en-US hourly 1 https://wordpress.org/?v=6.8.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Ombudsman for Banking Services and Investments | Investment Executive https://www.investmentexecutive.com/post_company/ombudsman-for-banking-services-and-investments/ 32 32 CSA extends OBSI consultation deadline https://www.investmentexecutive.com/news/from-the-regulators/csa-extends-obsi-consultation-deadline/ Thu, 04 Sep 2025 20:15:41 +0000 https://www.investmentexecutive.com/?p=518844 Industry, investors have until Sept. 29 to provide feedback on reforms to give body binding powers

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]]> CSA refines plan for binding authority at OBSI https://www.investmentexecutive.com/news/from-the-regulators/csa-refines-plan-for-binding-authority-at-obsi/ Tue, 15 Jul 2025 15:00:00 +0000 https://www.investmentexecutive.com/?p=515221 Regulators set out proposed approach to oversight, external reviews

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]]> CIRO tackles the dreaded account transfer problem https://www.investmentexecutive.com/news/from-the-regulators/ciro-tackles-the-dreaded-account-transfer-problem/ Thu, 10 Jul 2025 16:26:29 +0000 https://www.investmentexecutive.com/?p=514965 SRO proposes rule changes, calls for an industry-wide technological solution

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]]> IAP highlights CFRs, OBSI, geopolitical risks https://www.investmentexecutive.com/news/from-the-regulators/iap-highlights-cfrs-obsi-geopolitical-risks/ Wed, 28 May 2025 13:26:37 +0000 https://www.investmentexecutive.com/?p=510734 Binding authority for investor dispute resolution body OBSI should be priority, investor advocacy group says

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]]> OSC reviews funds’ risk ratings, ETF regulation https://www.investmentexecutive.com/news/from-the-regulators/osc-reviews-funds-risk-ratings-etf-regulation/ Wed, 06 Nov 2024 17:05:33 +0000 https://www.investmentexecutive.com/?p=496149 Regulator examines use of discretion in ratings, following OBSI alert

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]]> CIRO proposes overhaul of arbitration program https://www.investmentexecutive.com/news/from-the-regulators/ciro-proposes-overhaul-of-arbitration-program/ Thu, 31 Oct 2024 19:11:45 +0000 https://www.investmentexecutive.com/?p=495842 Reforms would extend program to fund dealers, expand monetary limits, fund certain costs

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]]> CIRO revisits returning money to harmed investors https://www.investmentexecutive.com/news/from-the-regulators/ciro-revisits-returning-money-to-harmed-investors/ Mon, 21 Oct 2024 20:42:23 +0000 https://www.investmentexecutive.com/?p=495179 Self-regulatory organization consults on proposed disgorgement distribution policy

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]]> Fund dealer complaints drop, bank gripes up: OBSI https://www.investmentexecutive.com/news/from-the-regulators/fund-dealer-complaints-drop-bank-gripes-up-obsi/ Tue, 23 Jul 2024 20:21:44 +0000 https://www.investmentexecutive.com/?p=489856 Fraud claims pass suitability issues among investment cases

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]]> Much work to be done, CSA year in review shows https://www.investmentexecutive.com/news/from-the-regulators/much-work-to-be-done-csa-year-in-review-shows/ Tue, 23 Jul 2024 11:00:04 +0000 https://www.investmentexecutive.com/?p=489713 Ongoing regulatory initiatives include binding authority at OBSI, climate-related disclosures, misleading titles, mutual fund sales practices and more

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]]> OBSI seeks pair of new directors https://www.investmentexecutive.com/news/from-the-regulators/obsi-seeks-pair-of-new-directors/ Mon, 22 Jul 2024 18:56:16 +0000 https://www.investmentexecutive.com/?p=489735 With reforms pending, the organization will search for new consumer, industry board reps

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