Montreal Exchange | Investment Executive https://www.investmentexecutive.com/post_company/montreal-exchange/ Canada's news source for financial professionals Tue, 20 Jan 2026 20:53:37 +0000 en-US hourly 1 https://wordpress.org/?v=6.9 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Montreal Exchange | Investment Executive https://www.investmentexecutive.com/post_company/montreal-exchange/ 32 32 UBS sanctioned in settlement with MX https://www.investmentexecutive.com/news/ubs-sanctioned-in-settlement-with-mx/ Tue, 20 Jan 2026 20:53:37 +0000 https://www.investmentexecutive.com/?p=529847 Firm to pay $220,000 to resolve allegations of several rule breaches

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]]> MX seeks liquidity boost for rate derivatives https://www.investmentexecutive.com/news/mx-seeks-liquidity-boost-for-rate-derivatives/ Wed, 14 Jan 2026 19:51:23 +0000 https://www.investmentexecutive.com/?p=529435 Bourse plans market maker program for certain CORRA futures

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]]> MX proposes changes to enforcement https://www.investmentexecutive.com/news/mx-proposes-changes-to-enforcement/ Thu, 18 Dec 2025 14:31:11 +0000 https://www.investmentexecutive.com/?p=528041 Exchange to drop "minor violation" process, add new remediation function

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]]> MX finds BMO Nesbitt Burns engaged in front running https://www.investmentexecutive.com/news/mx-finds-bmo-nesbitt-burns-engaged-in-front-running/ Mon, 03 Nov 2025 19:13:48 +0000 https://www.investmentexecutive.com/?p=524382 Disciplinary committee concludes prop trades took advantage of client

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]]> MX consults on regulatory reform https://www.investmentexecutive.com/news/from-the-regulators/mx-consults-on-regulatory-reform/ Fri, 30 May 2025 12:37:42 +0000 https://www.investmentexecutive.com/?p=511031 Exchange looks to streamline application, approval processes

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]]> BMO faces MX front running allegation https://www.investmentexecutive.com/news/from-the-regulators/bmo-faces-mx-front-running-allegation/ Tue, 06 May 2025 20:02:41 +0000 https://www.investmentexecutive.com/?p=509154 Exchange hearing set over 2019 trades

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]]> Broker fined for unauthorized access violations https://www.investmentexecutive.com/news/from-the-regulators/broker-fined-for-unauthorized-access-violations/ Thu, 09 Jan 2025 19:53:09 +0000 https://www.investmentexecutive.com/?p=499862 Marex Capital Markets sanctioned in settlement with MX

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]]> NBF settles supervisory allegations with MX https://www.investmentexecutive.com/news/from-the-regulators/nbf-settles-supervisory-allegations-with-mx/ Mon, 23 Dec 2024 14:10:30 +0000 https://www.investmentexecutive.com/?p=499144 Firm failed to fully investigate potentially manipulative trading by an ex-employee

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]]> MX sanctions Citi for reporting violations https://www.investmentexecutive.com/news/from-the-regulators/mx-sanctions-citi-for-reporting-violations/ Fri, 19 Jul 2024 18:01:01 +0000 https://www.investmentexecutive.com/?p=489662 Weaknesses in position reporting uncovered in compliance review

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]]> Desjardins sanctioned in MX settlement https://www.investmentexecutive.com/news/from-the-regulators/desjardins-sanctioned-in-mx-settlement/ Thu, 28 Mar 2024 21:13:23 +0000 https://www.investmentexecutive.com/?p=482962 Trader placed numerous potentially misleading orders in bond futures

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