Laurentian Bank Securities – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Thu, 04 Apr 2024 21:26:58 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Laurentian Bank Securities – Investment Executive https://www.investmentexecutive.com 32 32 Laurentian sells retail brokerage to iA Financial https://www.investmentexecutive.com/news/industry-news/laurentian-sells-retail-brokerage-to-ia-financial/ Thu, 04 Apr 2024 21:26:58 +0000 https://www.investmentexecutive.com/?p=483161 Deal includes 16,000 accounts, $2 billion in assets, 30 advisors

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]]> MX fines firm for weak controls https://www.investmentexecutive.com/news/from-the-regulators/mx-fines-firm-for-weak-controls/ Fri, 12 May 2023 17:24:47 +0000 https://www.investmentexecutive.com/?p=465507 Laurentian Bank Securities sanctioned for supervisory shortcomings

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]]> Laurentian Bank fined for inadequate trading supervision https://www.investmentexecutive.com/news/from-the-regulators/laurentian-bank-fined-for-inadequate-trading-supervision/ Fri, 24 Apr 2020 18:30:04 +0000 https://www.investmentexecutive.com/?p=399449 Firm must pay $250,000 fine and costs

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]]> Laurentian Bank Securities fined $200,000 https://www.investmentexecutive.com/news/from-the-regulators/laurentian-bank-securities-fined-200000/ Thu, 07 Sep 2017 18:20:00 +0000 https://www.investmentexecutive.com/uncategorized/laurentian-bank-securities-fined-200000/ IIROC sanctions firm for supervisory failures

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]]> Laurentian Bank Securities expands equity division https://www.investmentexecutive.com/news/industry-news/laurentian-bank-securities-expands-equity-division/ Fri, 29 Jun 2012 21:05:00 +0000 https://www.investmentexecutive.com/uncategorized/laurentian-bank-securities-expands-equity-division/ New hires in Winnipeg, Montreal and Toronto

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]]> Firms to pay $138.8 million as ABCP settlements approved https://www.investmentexecutive.com/news/from-the-regulators/firms-to-pay-138-8-million-as-abcp-settlements-approved/ Tue, 22 Dec 2009 01:40:00 +0000 https://www.investmentexecutive.com/uncategorized/firms-to-pay-138-8-million-as-abcp-settlements-approved/ Largest penalty slapped on National Bank Financial

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]]> Laurentian Bank Securities launches a new business unit https://www.investmentexecutive.com/news/industry-news/laurentian-bank-securities-launches-a-new-business-unit/ Tue, 09 May 2006 15:10:00 +0000 https://www.investmentexecutive.com/uncategorized/laurentian-bank-securities-launches-a-new-business-unit/ Lussier to head institutional equity team

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]]> CNQ approves Laurentian Bank Securities https://www.investmentexecutive.com/news/industry-news/cnq-approves-laurentian-bank-securities/ Mon, 19 Dec 2005 16:20:00 +0000 https://www.investmentexecutive.com/uncategorized/cnq-approves-laurentian-bank-securities/ Number of participating dealers climbs to 21

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]]> Laurentian Bank Securities launches M3 service https://www.investmentexecutive.com/news/industry-news/laurentian-bank-securities-launches-m3-service/ Mon, 17 Oct 2005 14:50:00 +0000 https://www.investmentexecutive.com/uncategorized/laurentian-bank-securities-launches-m3-service/ New services reduces the burden of ongoing investment portfolio management

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