International Organization of Securities Commissions – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Thu, 25 Apr 2024 17:58:37 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png International Organization of Securities Commissions – Investment Executive https://www.investmentexecutive.com 32 32 FSB adopts standards for counterparty failures https://www.investmentexecutive.com/news/from-the-regulators/fsb-adopts-standards-for-counterparty-failures/ Thu, 25 Apr 2024 17:58:37 +0000 https://www.investmentexecutive.com/?p=484768 Global policy group calls for toolbox approach to CCP resolution

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]]> Retail investor issues get top billing on IOSCO agenda https://www.investmentexecutive.com/news/from-the-regulators/retail-investor-issues-get-top-billing-on-iosco-agenda/ Mon, 15 Apr 2024 18:00:33 +0000 https://www.investmentexecutive.com/?p=483759 Broker conflicts, finfluencers, gamification among regulators' priorities

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]]> Risks arise as exchanges evolve, IOSCO says https://www.investmentexecutive.com/news/from-the-regulators/risks-arise-as-exchanges-evolve-iosco-says/ Thu, 04 Apr 2024 18:12:30 +0000 https://www.investmentexecutive.com/?p=483148 Expansion of business lines multiplies conflicts and regulatory challenges

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]]> Reforms for money market funds need work: FSB https://www.investmentexecutive.com/news/from-the-regulators/reforms-for-money-market-funds-need-work-fsb/ Tue, 27 Feb 2024 20:38:27 +0000 https://www.investmentexecutive.com/?p=481149 Progress to address liquidity mismatch has been uneven, review finds

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]]> FSB warns of lurking stability risks https://www.investmentexecutive.com/news/from-the-regulators/fsb-warns-of-lurking-stability-risks/ Mon, 26 Feb 2024 19:08:08 +0000 https://www.investmentexecutive.com/?p=481069 International body says policymakers must guard against complacency amid multitude of threats

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]]> IOSCO consults on margin best practices https://www.investmentexecutive.com/news/from-the-regulators/iosco-consults-on-margin-best-practices/ Wed, 14 Feb 2024 19:22:03 +0000 https://www.investmentexecutive.com/?p=480516 Seeks input by Apr. 14 aimed at improving markets' ability to handle elevated margin calls

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]]> Global regulators add guidance on margin practices https://www.investmentexecutive.com/news/from-the-regulators/global-regulators-add-guidance-on-margin-practices/ Wed, 17 Jan 2024 21:11:14 +0000 https://www.investmentexecutive.com/?p=478823 IOSCO, Basel Committee recommendations target non-central clearing markets

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]]> Global regulators issue margin proposals https://www.investmentexecutive.com/news/from-the-regulators/global-regulators-issue-margin-proposals/ Tue, 16 Jan 2024 20:06:55 +0000 https://www.investmentexecutive.com/?p=478743 Measures aim to address lessons of market turmoil in early 2020 and 2022

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]]> FSB, IOSCO tackle fund liquidity issues https://www.investmentexecutive.com/news/from-the-regulators/fsb-iosco-tackle-fund-liquidity-issues/ Wed, 20 Dec 2023 20:09:34 +0000 https://www.investmentexecutive.com/?p=477678 Reforms aim to address challenges that arose during 2020 market stress

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]]> IOSCO finalizes DeFi policy recommendations https://www.investmentexecutive.com/news/from-the-regulators/iosco-finalizes-defi-policy-recommendations/ Tue, 19 Dec 2023 22:09:10 +0000 https://www.investmentexecutive.com/?p=477603 Global regulators to focus on implementation with their policy approach complete

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