International Organization of Securities Commissions | Investment Executive https://www.investmentexecutive.com/post_company/international-organization-of-securities-commissions/ Canada's news source for financial professionals Thu, 19 Mar 2026 16:24:51 +0000 en-US hourly 1 https://wordpress.org/?v=6.9.4 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png International Organization of Securities Commissions | Investment Executive https://www.investmentexecutive.com/post_company/international-organization-of-securities-commissions/ 32 32 IOSCO seeks improved oversight of OTC markets https://www.investmentexecutive.com/news/iosco-seeks-improved-oversight-of-otc-markets-2/ Thu, 19 Mar 2026 16:24:51 +0000 https://www.investmentexecutive.com/?p=534288 Regulators flag risk of buildup of large, opaque trading positions

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]]> IOSCO revises guidance on issuers’ alt metrics https://www.investmentexecutive.com/news/iosco-revises-guidance-on-issuers-alt-metrics/ Tue, 17 Mar 2026 19:57:14 +0000 https://www.investmentexecutive.com/?p=534040 Regulators update policy on the use of non-GAAP financial measures

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]]> IOSCO launches AI-focused hackathon https://www.investmentexecutive.com/news/iosco-launches-ai-focused-hackathon/ Tue, 03 Mar 2026 14:20:25 +0000 https://www.investmentexecutive.com/?p=533005 Contest to seek solutions to help investors deal with risks, opportunities

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]]> Investor access to risky products a priority for IOSCO https://www.investmentexecutive.com/news/investor-access-to-risky-products-a-priority-for-iosco/ Mon, 09 Feb 2026 20:26:57 +0000 https://www.investmentexecutive.com/?p=531345 Regulators flag retail investor issues, market structure, resilience for 2026

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]]> Post-crisis reforms boosting financial resilience https://www.investmentexecutive.com/news/from-the-regulators/post-crisis-reforms-boosting-financial-resilience/ Fri, 12 Dec 2025 19:13:38 +0000 https://www.investmentexecutive.com/?p=527668 IOSCO, Basel review finds higher margin in OTC derivatives markets

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]]> CSA, CIRO launch scam website takedown https://www.investmentexecutive.com/news/from-the-regulators/csa-ciro-launch-scam-website-takedown/ Thu, 11 Dec 2025 19:23:58 +0000 https://www.investmentexecutive.com/?p=527553 Regulators attack scourge of online scams at the source

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]]> FCA consults on fund liquidity reforms https://www.investmentexecutive.com/news/from-the-regulators/fca-consults-on-fund-liquidity-reforms/ Tue, 09 Dec 2025 20:03:39 +0000 https://www.investmentexecutive.com/?p=527354 U.K. the latest to tackle concerns about liquidity risk management

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]]> FCA seeks more credibility for ESG ratings https://www.investmentexecutive.com/news/fca-seeks-more-credibility-for-esg-ratings/ Mon, 01 Dec 2025 19:52:30 +0000 https://www.investmentexecutive.com/?p=526664 Regulator consults on rules to boost trust, confidence in sustainability data

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]]> Rise of alts prompts fund valuation reforms https://www.investmentexecutive.com/news/rise-of-alts-prompts-fund-valuation-reforms/ Mon, 17 Nov 2025 18:44:02 +0000 https://www.investmentexecutive.com/?p=525608 IOSCO consults on new fund valuation guidance

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]]> ‘Neo’ brokers bring neo risks too: IOSCO https://www.investmentexecutive.com/news/neo-brokers-bring-neo-risks-too-iosco/ Wed, 12 Nov 2025 19:03:30 +0000 https://www.investmentexecutive.com/?p=525233 Fee disclosure, conflicts of interest, consent pose investor protection issues

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