International Organization of Securities Commissions | Investment Executive https://www.investmentexecutive.com/post_company/international-organization-of-securities-commissions/ Canada's news source for financial professionals Fri, 12 Dec 2025 19:13:38 +0000 en-US hourly 1 https://wordpress.org/?v=6.9 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png International Organization of Securities Commissions | Investment Executive https://www.investmentexecutive.com/post_company/international-organization-of-securities-commissions/ 32 32 Post-crisis reforms boosting financial resilience https://www.investmentexecutive.com/uncategorized/post-crisis-reforms-boosting-financial-resilience/ Fri, 12 Dec 2025 19:13:38 +0000 https://www.investmentexecutive.com/?p=527668 IOSCO, Basel review finds higher margin in OTC derivatives markets

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]]> CSA, CIRO launch scam website takedown https://www.investmentexecutive.com/news/from-the-regulators/csa-ciro-launch-scam-website-takedown/ Thu, 11 Dec 2025 19:23:58 +0000 https://www.investmentexecutive.com/?p=527553 Regulators attack scourge of online scams at the source

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]]> FCA consults on fund liquidity reforms https://www.investmentexecutive.com/news/from-the-regulators/fca-consults-on-fund-liquidity-reforms/ Tue, 09 Dec 2025 20:03:39 +0000 https://www.investmentexecutive.com/?p=527354 U.K. the latest to tackle concerns about liquidity risk management

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]]> FCA seeks more credibility for ESG ratings https://www.investmentexecutive.com/news/fca-seeks-more-credibility-for-esg-ratings/ Mon, 01 Dec 2025 19:52:30 +0000 https://www.investmentexecutive.com/?p=526664 Regulator consults on rules to boost trust, confidence in sustainability data

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]]> Rise of alts prompts fund valuation reforms https://www.investmentexecutive.com/news/rise-of-alts-prompts-fund-valuation-reforms/ Mon, 17 Nov 2025 18:44:02 +0000 https://www.investmentexecutive.com/?p=525608 IOSCO consults on new fund valuation guidance

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]]> ‘Neo’ brokers bring neo risks too: IOSCO https://www.investmentexecutive.com/news/neo-brokers-bring-neo-risks-too-iosco/ Wed, 12 Nov 2025 19:03:30 +0000 https://www.investmentexecutive.com/?p=525233 Fee disclosure, conflicts of interest, consent pose investor protection issues

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]]> Tokenization raises new risks, with familiar ones https://www.investmentexecutive.com/news/from-the-regulators/tokenization-raises-new-risks-with-familiar-ones/ Tue, 11 Nov 2025 20:18:57 +0000 https://www.investmentexecutive.com/?p=525153 Novel legal, operational, market risks may arise alongside innovation: IOSCO

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]]> IOSCO flags risks with financial sector plumbing https://www.investmentexecutive.com/news/from-the-regulators/iosco-flags-risks-with-financial-sector-plumbing/ Fri, 07 Nov 2025 21:04:51 +0000 https://www.investmentexecutive.com/?p=524930 Draft guidance aims to beef up risk management, capital, solvency planning

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]]> IOSCO seeks greater transparency in CDS market https://www.investmentexecutive.com/news/iosco-seeks-greater-transparency-in-cds-market/ Tue, 04 Nov 2025 18:51:28 +0000 https://www.investmentexecutive.com/?p=524491 Regulators reviewed performance of CDS market during latest banking crisis

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]]> Over U.S. objection, IOSCO consults on disclosure https://www.investmentexecutive.com/news/over-u-s-objection-iosco-consults-on-disclosure/ Mon, 03 Nov 2025 20:47:10 +0000 https://www.investmentexecutive.com/?p=524393 SEC, CFTC object to sustainability-related disclosure recommendation

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