Global Maxfin Investments Inc. – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Tue, 19 Mar 2024 20:51:04 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Global Maxfin Investments Inc. – Investment Executive https://www.investmentexecutive.com 32 32 Rep called out after strike two https://www.investmentexecutive.com/news/from-the-regulators/rep-called-out-after-strike-two/ Tue, 19 Mar 2024 20:39:44 +0000 https://www.investmentexecutive.com/?p=482347 Ban, fine of $300K follow repeat episode of unapproved outside business activity

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Ex-rep sanctioned over payments to unhappy clients https://www.investmentexecutive.com/news/from-the-regulators/ex-rep-sanctioned-over-payments-to-unhappy-clients/ Wed, 13 Oct 2021 21:52:00 +0000 https://www.investmentexecutive.com/?p=431294 IIROC panel found rep secretly compensated clients, misled investigators

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James Beattie departs as Global Maxfin’s CEO https://www.investmentexecutive.com/news/people/james-beattie-departs-as-global-maxfins-ceo/ Thu, 27 Aug 2015 18:10:00 +0000 https://www.investmentexecutive.com/uncategorized/james-beattie-departs-as-global-maxfins-ceo/ The industry veteran had joined the firm earlier this year, on Jan. 5, replacing founder and chairman Sam Bouji

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Global Maxfin reaches settlement with MFDA https://www.investmentexecutive.com/news/from-the-regulators/global-maxfin-reaches-settlement-with-mfda/ Wed, 17 Jun 2015 22:00:00 +0000 https://www.investmentexecutive.com/uncategorized/global-maxfin-reaches-settlement-with-mfda/ Owner Issam El-Bouji to pay fine of $25,000 plus costs

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Global Maxfin names new CEO https://www.investmentexecutive.com/news/people/global-maxfin-names-new-ceo/ Thu, 08 Jan 2015 22:40:00 +0000 https://www.investmentexecutive.com/uncategorized/global-maxfin-names-new-ceo/ James Beattie to lead full-service investment dealer. David Prestwich appointed CEO, Global RESP Corp. and Global Growth Assets Inc.

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Global Prosperata launches Capital Preservation Fund https://www.investmentexecutive.com/news/products/global-prosperata-launches-capital-preservation-fund/ Tue, 14 Sep 2010 17:41:00 +0000 https://www.investmentexecutive.com/uncategorized/global-prosperata-launches-capital-preservation-fund/ Independent advisors offered new RDSP solution

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Global Maxfin acquires Professional Investment Services https://www.investmentexecutive.com/newspaper_/news-newspaper/news-51055/ Tue, 20 Oct 2009 15:33:00 +0000 https://www.investmentexecutive.com/uncategorized/news-51055/ Purchase of Australian giant’s Canadian operation will bolster Global Maxfin’s presence in the West and triple its AUM

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Global Maxfin acquires Canadian unit of Australia’s Professional Investment Holdings https://www.investmentexecutive.com/news/industry-news/global-maxfin-acquires-canadian-unit-of-australias-professional-investment-holdings/ Mon, 28 Sep 2009 14:01:00 +0000 https://www.investmentexecutive.com/uncategorized/global-maxfin-acquires-canadian-unit-of-australias-professional-investment-holdings/ Deal will boost Global’s advisor count to over 250

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