Financial Services Regulatory Authority of Ontario | Investment Executive https://www.investmentexecutive.com/post_company/financial-services-regulatory-authority-of-ontario/ Canada's news source for financial professionals Fri, 28 Nov 2025 21:59:06 +0000 en-US hourly 1 https://wordpress.org/?v=6.8.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Financial Services Regulatory Authority of Ontario | Investment Executive https://www.investmentexecutive.com/post_company/financial-services-regulatory-authority-of-ontario/ 32 32 Court rejects FSRA appeal on agent’s licensing https://www.investmentexecutive.com/news/court-rejects-fsra-appeal-on-agents-licensing/ Fri, 28 Nov 2025 21:59:06 +0000 https://www.investmentexecutive.com/?p=526590 Tribunal made no error in overruling regulator, court finds

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]]> Complaint confidentiality in the public interest https://www.investmentexecutive.com/news/complaint-confidentiality-in-the-public-interest/ Thu, 09 Oct 2025 17:12:56 +0000 https://www.investmentexecutive.com/?p=522325 IPC upholds FSRA decision to protect identity of complainant

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]]> Treat clients fairly during postal strike: FSRA https://www.investmentexecutive.com/news/from-the-regulators/treat-clients-fairly-during-postal-strike-fsra/ Mon, 29 Sep 2025 20:59:10 +0000 https://www.investmentexecutive.com/?p=521427 Regulator reminds industry to use alternate communications during disruption

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]]> Ontario approves TCR rule for seg funds https://www.investmentexecutive.com/news/from-the-regulators/ontario-approves-tcr-rule-for-seg-funds/ Mon, 09 Jun 2025 15:54:23 +0000 https://www.investmentexecutive.com/?p=512097 Enhanced fund reporting expected to take effect in 2026

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]]> Fortress pair convicted on fraud charges https://www.investmentexecutive.com/news/from-the-regulators/fortress-pair-convicted-on-fraud-charges/ Wed, 04 Jun 2025 19:33:00 +0000 https://www.investmentexecutive.com/?p=511614 Investors were misled by firm's property valuations, judge finds

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]]> Court appoints investor counsel in mortgage case https://www.investmentexecutive.com/news/from-the-regulators/court-appoints-investor-counsel-in-mortgage-case/ Tue, 03 Jun 2025 20:39:27 +0000 https://www.investmentexecutive.com/?p=511472 Choosing between firms to represent investors, court favoured certainty

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]]> Court approves SMI class action settlement https://www.investmentexecutive.com/news/from-the-regulators/court-approves-smi-class-action-settlement/ Fri, 31 Jan 2025 19:22:19 +0000 https://www.investmentexecutive.com/?p=501477 Latest in a series of class action settlements connected with Fortress Real

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]]> Ontario consults on new pension payout option https://www.investmentexecutive.com/news/from-the-regulators/ontario-consults-on-new-pension-payout-option/ Wed, 13 Nov 2024 18:06:50 +0000 https://www.investmentexecutive.com/?p=496654 Consultation seeks feedback on framework for variable life benefits

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]]> Ontario promises MGA licensing https://www.investmentexecutive.com/news/from-the-regulators/ontario-promises-mga-licensing/ Wed, 30 Oct 2024 21:28:26 +0000 https://www.investmentexecutive.com/?p=495771 OSC asked to review OM exemption, beneficial ownership registry being examined

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]]> Court grants leave for class action against FSRA https://www.investmentexecutive.com/news/from-the-regulators/court-grants-leave-for-class-action-against-fsra/ Wed, 09 Oct 2024 17:10:00 +0000 https://www.investmentexecutive.com/?p=494325 Investor alleges PACE securities sold without required disclosure while under FSRA administration

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