Financial Conduct Authority | Investment Executive https://www.investmentexecutive.com/post_company/financial-conduct-authority/ Canada's news source for financial professionals Wed, 18 Mar 2026 17:33:28 +0000 en-US hourly 1 https://wordpress.org/?v=6.9.4 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Financial Conduct Authority | Investment Executive https://www.investmentexecutive.com/post_company/financial-conduct-authority/ 32 32 FCA seeks faster response to growing cyber threat https://www.investmentexecutive.com/news/fca-seeks-faster-response-to-growing-cyber-threat/ Wed, 18 Mar 2026 17:33:28 +0000 https://www.investmentexecutive.com/?p=534173 New rules aim to make incident reporting easier, amid rising systemic risk

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]]> FCA consults on consumer redress reforms https://www.investmentexecutive.com/news/fca-consults-on-consumer-redress-reforms/ Tue, 17 Mar 2026 18:54:22 +0000 https://www.investmentexecutive.com/?p=534070 U.K. regulator seeks faster resolutions for clients, greater certainty for firms

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]]> Canada joins U.S., U.K. to disrupt crypto scams https://www.investmentexecutive.com/news/canada-joins-u-s-u-k-to-disrupt-crypto-scams/ Mon, 16 Mar 2026 19:15:17 +0000 https://www.investmentexecutive.com/?p=533918 Multi-national effort to tackle phishing includes OSC, OPP and RCMP

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]]> FCA to review U.K.’s new listing rules https://www.investmentexecutive.com/news/fca-to-review-u-k-s-new-listing-rules/ Tue, 03 Mar 2026 19:19:13 +0000 https://www.investmentexecutive.com/?p=533053 Regulator to reconsider diversification requirements for listed funds

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]]> IOSCO launches AI-focused hackathon https://www.investmentexecutive.com/news/iosco-launches-ai-focused-hackathon/ Tue, 03 Mar 2026 14:20:25 +0000 https://www.investmentexecutive.com/?p=533005 Contest to seek solutions to help investors deal with risks, opportunities

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]]> FCA finalizes rules for new advice regime https://www.investmentexecutive.com/news/fca-finalizes-rules-for-new-advice-regime/ Fri, 27 Feb 2026 19:18:16 +0000 https://www.investmentexecutive.com/?p=532855 Targeted support services intended to combat advice gap

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]]> U.K. finfluencers fined for posts https://www.investmentexecutive.com/news/u-k-finfluencers-fined-for-posts/ Fri, 20 Feb 2026 22:52:55 +0000 https://www.investmentexecutive.com/?p=532265 Reality TV stars touted unauthorized FX investments, regulator alleged

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]]> FCA alleges crypto platform breached new rules https://www.investmentexecutive.com/news/fca-alleges-crypto-platform-breached-new-rules/ Tue, 10 Feb 2026 20:22:47 +0000 https://www.investmentexecutive.com/?p=531439 U.K. agency brings first proceeding alleging illegal promotional activity

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]]> Bankers sanctioned over plot to tank Qatari economy https://www.investmentexecutive.com/news/bankers-sanctioned-over-plot-to-tank-qatari-economy/ Wed, 04 Feb 2026 17:18:46 +0000 https://www.investmentexecutive.com/?p=531051 Tribunal upholds FCA decision, reduces bank's penalty

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]]> U.K. regulators aim to help firms scale up https://www.investmentexecutive.com/news/u-k-regulators-aim-to-help-firms-scale-up/ Tue, 03 Feb 2026 19:21:13 +0000 https://www.investmentexecutive.com/?p=530947 FCA, PRA to help first launch cohort of firms navigate growth challenges

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