Financial Conduct Authority | Investment Executive https://www.investmentexecutive.com/post_company/financial-conduct-authority/ Canada's news source for financial professionals Tue, 02 Dec 2025 18:00:43 +0000 en-US hourly 1 https://wordpress.org/?v=6.8.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Financial Conduct Authority | Investment Executive https://www.investmentexecutive.com/post_company/financial-conduct-authority/ 32 32 FCA sanctions standards setter for poor anti-money laundering oversight https://www.investmentexecutive.com/news/fca-sanctions-standards-setter-for-aml-oversight/ Tue, 02 Dec 2025 18:00:11 +0000 https://www.investmentexecutive.com/?p=526769 Regulator brings first enforcement action against a professional body

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]]> FCA seeks more credibility for ESG ratings https://www.investmentexecutive.com/news/fca-seeks-more-credibility-for-esg-ratings/ Mon, 01 Dec 2025 19:52:30 +0000 https://www.investmentexecutive.com/?p=526664 Regulator consults on rules to boost trust, confidence in sustainability data

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]]> FCA charges investment banker with insider dealing https://www.investmentexecutive.com/news/fca-charges-investment-banker-with-insider-dealing/ Wed, 26 Nov 2025 18:17:39 +0000 https://www.investmentexecutive.com/?p=526379 Regulator alleges banker tipped friend to pending takeover in 2021

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]]> FCA to save £100 million with trade reporting reform https://www.investmentexecutive.com/news/fca-to-save-100-million-with-trade-reporting-reform/ Tue, 25 Nov 2025 21:49:09 +0000 https://www.investmentexecutive.com/?p=526110 Streamlining reporting requirements to generate industry savings

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]]> FCA consults on market data reforms https://www.investmentexecutive.com/news/fca-consults-on-market-data-reforms/ Wed, 19 Nov 2025 19:21:09 +0000 https://www.investmentexecutive.com/?p=525849 Regulator looks to introduce consolidated equity tape in 2027

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]]> FCA approves second private market player https://www.investmentexecutive.com/news/fca-approves-second-private-market-player/ Tue, 18 Nov 2025 20:40:07 +0000 https://www.investmentexecutive.com/?p=525714 New firm accepted into framework for facilitating trading in private securities

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]]> Investors not getting fair value from CFDs: FCA https://www.investmentexecutive.com/news/from-the-regulators/investors-not-getting-fair-value-from-cfds-fca/ Thu, 13 Nov 2025 19:51:59 +0000 https://www.investmentexecutive.com/?p=525380 Firms falling short of regulator's expectations under investor duty

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]]> Regulators in U.K., Singapore team up on AI https://www.investmentexecutive.com/news/regulators-in-u-k-singapore-team-up-on-ai/ Wed, 12 Nov 2025 21:26:59 +0000 https://www.investmentexecutive.com/?p=525242 FCA, MAS announce partnership to facilitate innovation

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]]> U.K. launches stablecoin regulation consultation https://www.investmentexecutive.com/news/from-the-regulators/u-k-launches-stablecoin-regulation-consultation/ Mon, 10 Nov 2025 19:53:18 +0000 https://www.investmentexecutive.com/?p=525088 Bank of England to share oversight with Financial Conduct Authority

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]]> Industry consolidation poses risks to investors: FCA https://www.investmentexecutive.com/news/industry-consolidation-poses-risks-to-investors-fca/ Fri, 31 Oct 2025 18:19:55 +0000 https://www.investmentexecutive.com/?p=524228 Review highlights importance of managing integration, debt structures

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