Financial Conduct Authority | Investment Executive https://www.investmentexecutive.com/post_company/financial-conduct-authority/ Canada's news source for financial professionals Wed, 17 Dec 2025 19:17:39 +0000 en-US hourly 1 https://wordpress.org/?v=6.9 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Financial Conduct Authority | Investment Executive https://www.investmentexecutive.com/post_company/financial-conduct-authority/ 32 32 LIBOR scandal, what LIBOR scandal? https://www.investmentexecutive.com/news/libor-scandal-what-libor-scandal/ Wed, 17 Dec 2025 19:17:39 +0000 https://www.investmentexecutive.com/?p=528010 U.K. proposes to ease benchmark regulation adopted after manipulation

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]]> FCA consults on crypto rules https://www.investmentexecutive.com/news/fca-consults-on-crypto-rules-3/ Tue, 16 Dec 2025 21:07:42 +0000 https://www.investmentexecutive.com/?p=527876 U.K. regulator's proposals aim to support innovation while protecting consumers

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]]> FCA issues guidance on workplace misconduct https://www.investmentexecutive.com/news/from-the-regulators/fca-issues-guidance-on-workplace-misconduct/ Fri, 12 Dec 2025 19:23:51 +0000 https://www.investmentexecutive.com/?p=527677 Enforcing rules against harassment, bullying aims to boost trust in industry

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]]> FCA fines lender £44m for anti-crime control failings https://www.investmentexecutive.com/news/from-the-regulators/fca-fines-lender-44m-for-anti-crime-control-failings/ Fri, 12 Dec 2025 19:19:22 +0000 https://www.investmentexecutive.com/?p=527673 Firm self-reported weaknesses in controls, beefed up compliance

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]]> FCA tackles U.K.’s large advice gap https://www.investmentexecutive.com/news/from-the-regulators/fca-tackles-u-k-s-large-advice-gap/ Thu, 11 Dec 2025 21:51:57 +0000 https://www.investmentexecutive.com/?p=527609 Regulator details plans for "targeted support" framework to launch in 2026

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]]> CSA, CIRO launch scam website takedown https://www.investmentexecutive.com/news/from-the-regulators/csa-ciro-launch-scam-website-takedown/ Thu, 11 Dec 2025 19:23:58 +0000 https://www.investmentexecutive.com/?p=527553 Regulators attack scourge of online scams at the source

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]]> FCA consults on fund liquidity reforms https://www.investmentexecutive.com/news/from-the-regulators/fca-consults-on-fund-liquidity-reforms/ Tue, 09 Dec 2025 20:03:39 +0000 https://www.investmentexecutive.com/?p=527354 U.K. the latest to tackle concerns about liquidity risk management

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]]> FCA reforms aim to amp up retail risk-taking https://www.investmentexecutive.com/news/fca-reforms-aim-to-amp-up-retail-risk-taking/ Mon, 08 Dec 2025 20:28:10 +0000 https://www.investmentexecutive.com/?p=527232 Disclosure rules eased, lines between pro, retail investors redrawn

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]]> FCA sanctions standards setter for poor anti-money laundering oversight https://www.investmentexecutive.com/news/fca-sanctions-standards-setter-for-aml-oversight/ Tue, 02 Dec 2025 18:00:11 +0000 https://www.investmentexecutive.com/?p=526769 Regulator brings first enforcement action against a professional body

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]]> FCA seeks more credibility for ESG ratings https://www.investmentexecutive.com/news/fca-seeks-more-credibility-for-esg-ratings/ Mon, 01 Dec 2025 19:52:30 +0000 https://www.investmentexecutive.com/?p=526664 Regulator consults on rules to boost trust, confidence in sustainability data

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