Financial and Consumer Affairs Authority – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Fri, 05 Apr 2024 22:02:22 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Financial and Consumer Affairs Authority – Investment Executive https://www.investmentexecutive.com 32 32 FCAA sanctions real estate scheme operators https://www.investmentexecutive.com/news/from-the-regulators/fcaa-sanctions-real-estate-scheme-operators/ Fri, 05 Apr 2024 22:02:22 +0000 https://www.investmentexecutive.com/?p=483303 Settlement includes 20-year market bans, monetary sanctions

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]]> Crypto scheme’s CEO arrested, charged https://www.investmentexecutive.com/news/from-the-regulators/crypto-schemes-ceo-arrested-charged/ Fri, 19 Jan 2024 20:00:41 +0000 https://www.investmentexecutive.com/?p=479011 Firm fled in face of regulatory attention, prompting investor losses, U.S. alleges

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]]> Saskatchewan seeks binding dispute resolution https://www.investmentexecutive.com/news/from-the-regulators/saskatchewan-seeks-binding-dispute-resolution/ Tue, 28 Nov 2023 20:25:59 +0000 https://www.investmentexecutive.com/?p=476132 Proposed legislation aims to boost investor protection

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]]> Saskatchewan: Beacon of investor protection? https://www.investmentexecutive.com/newspaper_/news-newspaper/saskatchewan-beacon-of-investor-protection/ Tue, 11 Oct 2022 04:01:00 +0000 https://www.investmentexecutive.com/?p=452815 Province debates scrapping product-focused approach to advisor title standards

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]]> Advocacy groups slam Ontario on advisor education https://www.investmentexecutive.com/news/from-the-regulators/advocacy-groups-slam-ontario-on-advisor-education/ Thu, 22 Sep 2022 17:48:44 +0000 https://www.investmentexecutive.com/?p=451964 Groups laud Saskatchewan's interest in higher standards

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]]> Being an ‘advisor’ could become tougher in Saskatchewan https://www.investmentexecutive.com/news/from-the-regulators/being-an-advisor-could-become-tougher-in-saskatchewan/ Mon, 25 Jul 2022 18:00:44 +0000 https://www.investmentexecutive.com/?p=448482 The FCAA consults on an approach that would deviate from Ontario's new title rules

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]]> New prospectus exemption will support small biz in the Prairies https://www.investmentexecutive.com/news/from-the-regulators/new-prospectus-exemption-will-support-small-biz-in-the-prairies/ Wed, 01 Sep 2021 18:57:57 +0000 https://www.investmentexecutive.com/?p=427932 On a pilot basis, businesses in Alberta and Saskatchewan will be able to raise public capital more easily

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]]> Steer clear of confused crypto platform: FCAA https://www.investmentexecutive.com/news/from-the-regulators/steer-clear-of-confused-crypto-platform-fcaa/ Thu, 13 May 2021 16:22:53 +0000 https://www.investmentexecutive.com/?p=421725 The firm claims to be licensed by a regulator that doesn't exist

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]]> Are you smarter than a day trader? https://www.investmentexecutive.com/news/from-the-regulators/are-you-smarter-than-a-day-trader/ Fri, 20 Nov 2020 18:02:07 +0000 https://www.investmentexecutive.com/?p=411381 Proposed exemption would allow non-accredited investors to self-certify their sophistication

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]]> FCAA warns about crypto miners https://www.investmentexecutive.com/news/from-the-regulators/fcaa-warns-about-crypto-miners/ Fri, 20 Nov 2020 16:54:49 +0000 https://www.investmentexecutive.com/?p=411374 Saskatchewan watchdog says unregistered crypto firms are soliciting investors

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