A variety of announcements were made
The board's priorities include watching the many regulatory changes coming this year
As ETF assets in the MFDA channel continue to grow, more firms are hopping on board
At the FMFD's digital conference, a litigation expert discussed data privacy tips and why communication with seniors is paramount
Regulatory staff are expected to deliver recommendations to CSA chairs in the coming weeks
Conflicts-related CFRs were discussed by Agora at the FMFD conference
A forum of industry associations hopes a consolidated SRO will create a more level playing field while strengthening investor protection
Trade groups want to be consulted as the CSA overhauls its electronic filing systems
Matthew Latimer becomes the new executive director of the Federation of Mutual Fund Dealers as the industry faces numerous challenges
Matthew Latimer succeeds Sandra Kegie at the Federation of Mutual Fund Dealers