Federation of Independent Dealers – Investment Executive

Industry moves this week

Katie — Thu, 15 Dec 2022 14:34:07 +0000

A variety of announcements were made

melissa — Thu, 13 Jan 2022 16:23:33 +0000

The board's priorities include watching the many regulatory changes coming this year

Katie — Tue, 11 May 2021 17:00:01 +0000

As ETF assets in the MFDA channel continue to grow, more firms are hopping on board

Katie — Fri, 23 Apr 2021 18:58:12 +0000

At the FMFD's digital conference, a litigation expert discussed data privacy tips and why communication with seniors is paramount

jameslangton — Tue, 20 Apr 2021 19:02:20 +0000

Regulatory staff are expected to deliver recommendations to CSA chairs in the coming weeks

gregdalgetty — Tue, 20 Apr 2021 18:24:15 +0000

Conflicts-related CFRs were discussed by Agora at the FMFD conference

melissa — Wed, 31 Mar 2021 14:01:15 +0000

A forum of industry associations hopes a consolidated SRO will create a more level playing field while strengthening investor protection

jameslangton — Wed, 09 Oct 2019 14:31:25 +0000

Trade groups want to be consulted as the CSA overhauls its electronic filing systems

Alan — Fri, 05 Apr 2019 14:19:00 +0000

Matthew Latimer becomes the new executive director of the Federation of Mutual Fund Dealers as the industry faces numerous challenges

Alan — Thu, 13 Dec 2018 13:45:16 +0000

Matthew Latimer succeeds Sandra Kegie at the Federation of Mutual Fund Dealers