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Company: Exempt Market Dealers Association of Canada

14 results found

Private Capital Markets Association of Canada name reflects membership and mandate

Awards acknowledge Canadian exempt market business leaders

  • By: IE Staff
  • May 1, 2013 May 1, 2013
  • 10:05

The rapid development of the exempt market and its increasing complex products prompt EMP course revision

  • By: IE Staff
  • November 15, 2012 November 15, 2012
  • 16:05

CFO program is the first of its kind in Canada for exempt market dealers

  • By: IE Staff
  • September 13, 2012 September 13, 2012
  • 15:15
Search for yield fuels exempt market growth

Geoffrey Ritchie, executive director, Exempt Market Dealers Association, discusses what advisors need to know about exempt market products, and how regulators are taking a closer look at the growing sector. He spoke at the spoke at the 2012 EMDA conference in Toronto.

Gilkes: OSC should alert the public about client calling policy

David Gilkes, vice chairman of the Exempt Market Dealers Association and president of North Star Compliance & Regulatory Solutions Inc., says that the OSC needs to publicly announce its new regulation strategy for exempt market dealers before contacting clients directly -- a move he views as potentially destructive to clients' relationships with dealers. Gilkes spoke at the 2012 EMDA conference in Toronto.

EMDA calls on regulator to actively publicize new policy

The lack of harmonized rules across the country is a major source of frustration

Industry awards recognize exempt market business leaders in Canada

  • By: IE Staff
  • June 25, 2012 June 25, 2012
  • 09:15

Deadline for nominations is May 21