European Securities and Markets Authority – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Tue, 30 Apr 2024 17:51:45 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png European Securities and Markets Authority – Investment Executive https://www.investmentexecutive.com 32 32 Market correction risks elevated, regulators caution https://www.investmentexecutive.com/news/from-the-regulators/market-correction-risks-elevated-regulators-caution/ Tue, 30 Apr 2024 17:38:28 +0000 https://www.investmentexecutive.com/?p=485010 Monetary policy uncertainty, geopolitical, cybersecurity risks abound, report says

The post Market correction risks elevated, regulators caution appeared first on Investment Executive.

]]> ESMA grapples with securities financing https://www.investmentexecutive.com/news/from-the-regulators/esma-grapples-with-securities-financing/ Tue, 09 Apr 2024 19:19:05 +0000 https://www.investmentexecutive.com/?p=483419 Regulator publishes first examination of opaque market segment

The post ESMA grapples with securities financing appeared first on Investment Executive.

]]> ESMA adding ESG factors to rating agency rules https://www.investmentexecutive.com/news/from-the-regulators/esma-adding-esg-factors-to-rating-agency-rules/ Tue, 02 Apr 2024 18:32:20 +0000 https://www.investmentexecutive.com/?p=483031 Proposals aim to improve quality, transparency of credit ratings

The post ESMA adding ESG factors to rating agency rules appeared first on Investment Executive.

]]> ESMA consults on green bond scrutineers https://www.investmentexecutive.com/news/from-the-regulators/esma-consults-on-green-bond-scrutineers/ Tue, 26 Mar 2024 18:55:14 +0000 https://www.investmentexecutive.com/?p=482749 Consultation proposes registration, supervisory standards for independent reviewers

The post ESMA consults on green bond scrutineers appeared first on Investment Executive.

]]> ESMA finalizes first set of crypto standards https://www.investmentexecutive.com/news/from-the-regulators/esma-finalizes-first-set-of-crypto-standards/ Mon, 25 Mar 2024 17:56:39 +0000 https://www.investmentexecutive.com/?p=482660 Regulators craft detailed standards to implement new crypto regime

The post ESMA finalizes first set of crypto standards appeared first on Investment Executive.

]]> ESMA sanctions rating agency https://www.investmentexecutive.com/news/from-the-regulators/esma-sanctions-rating-agency/ Fri, 22 Mar 2024 20:40:48 +0000 https://www.investmentexecutive.com/?p=482626 European regulator said violations involved conflicts of interest

The post ESMA sanctions rating agency appeared first on Investment Executive.

]]> Europe hesitant over T+1 move https://www.investmentexecutive.com/news/from-the-regulators/europe-hesitant-over-t1-move/ Thu, 21 Mar 2024 18:51:45 +0000 https://www.investmentexecutive.com/?p=482469 ESMA consultation finds mixed feelings on shorter settlement cycle

The post Europe hesitant over T+1 move appeared first on Investment Executive.

]]> Social media’s market manipulation risk https://www.investmentexecutive.com/news/from-the-regulators/social-medias-market-manipulation-risk/ Tue, 06 Feb 2024 20:20:50 +0000 https://www.investmentexecutive.com/?p=479964 European regulators flag threats to investors from industry, influencers

The post Social media’s market manipulation risk appeared first on Investment Executive.

]]> BigTechs’ foray into financials draws scrutiny https://www.investmentexecutive.com/news/from-the-regulators/bigtechs-foray-into-financials-draws-scrutiny/ Fri, 02 Feb 2024 18:55:06 +0000 https://www.investmentexecutive.com/?p=479750 European regulators worry about oversight weaknesses

The post BigTechs’ foray into financials draws scrutiny appeared first on Investment Executive.

]]> ESMA flags alt fund leverage, liquidity threats https://www.investmentexecutive.com/news/from-the-regulators/esma-flags-alt-fund-leverage-liquidity-threats/ Tue, 30 Jan 2024 19:51:55 +0000 https://www.investmentexecutive.com/?p=479521 Real estate funds pose potential systemic risks, report says

The post ESMA flags alt fund leverage, liquidity threats appeared first on Investment Executive.

]]>