European Securities and Markets Authority | Investment Executive https://www.investmentexecutive.com/post_company/european-securities-and-markets-authority/ Canada's news source for financial professionals Thu, 26 Feb 2026 20:39:47 +0000 en-US hourly 1 https://wordpress.org/?v=6.9.1 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png European Securities and Markets Authority | Investment Executive https://www.investmentexecutive.com/post_company/european-securities-and-markets-authority/ 32 32 ESMA highlights AI risks in algo trading https://www.investmentexecutive.com/news/esma-highlights-ai-risks-in-algo-trading/ Thu, 26 Feb 2026 20:39:47 +0000 https://www.investmentexecutive.com/?p=532718 Regulator issues guidance to beef up the supervision of automated trading

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]]> ESMA consults on avoiding groupthink at financials https://www.investmentexecutive.com/news/esma-consults-on-avoiding-groupthink-at-financials/ Wed, 25 Feb 2026 20:36:23 +0000 https://www.investmentexecutive.com/?p=532589 Regulators review suitability guidance for industry management

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]]> Investor protection follows function, not form: ESMA https://www.investmentexecutive.com/news/investor-protection-follows-function-not-form-esma/ Tue, 24 Feb 2026 19:37:38 +0000 https://www.investmentexecutive.com/?p=532506 CFD rules may apply to other products, such as crypto derivatives, regs say

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]]> ESMA sanctions trade reporting breaches https://www.investmentexecutive.com/uncategorized/esma-sanctions-trade-reporting-breaches/ Fri, 20 Feb 2026 11:00:24 +0000 https://www.investmentexecutive.com/?p=532189 Regulator levies record fine against Luxembourg-based firm

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]]> ESMA, ASIC face change at the top https://www.investmentexecutive.com/news/esma-asic-face-change-at-the-top/ Tue, 03 Feb 2026 19:24:10 +0000 https://www.investmentexecutive.com/?p=530964 Regulators in Europe, Australia welcoming new leaders

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]]> ESMA’s new anti-greenwashing guidance https://www.investmentexecutive.com/news/esmas-new-anti-greenwashing-guidance/ Wed, 14 Jan 2026 19:58:19 +0000 https://www.investmentexecutive.com/?p=529442 Regulator calls for greater clarity from industry on ESG strategies

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]]> U.K., EU team up on overseeing critical tech suppliers https://www.investmentexecutive.com/news/u-k-eu-team-up-on-overseeing-critical-tech-suppliers/ Wed, 14 Jan 2026 19:55:00 +0000 https://www.investmentexecutive.com/?p=529438 Regulators sign MoU targeting operational resilience, incident recovery

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]]> ESMA unveils new digital strategy https://www.investmentexecutive.com/news/esma-unveils-new-digital-strategy/ Tue, 13 Jan 2026 21:52:58 +0000 https://www.investmentexecutive.com/?p=529332 Regs seek efficiency, innovation to facilitate single EU financial market

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]]> Europe adding ESG risks to industry stress testing https://www.investmentexecutive.com/news/europe-adding-esg-risks-to-industry-stress-testing/ Thu, 08 Jan 2026 18:50:36 +0000 https://www.investmentexecutive.com/?p=528905 New guidance sets standards for emerging supervisory exercises

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]]> Fund industry responds to anti-greenwashing efforts https://www.investmentexecutive.com/news/fund-industry-responds-to-anti-greenwashing-efforts/ Wed, 17 Dec 2025 19:24:36 +0000 https://www.investmentexecutive.com/?p=528015 ESMA review finds ESG funds changing names, portfolios to align better

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