Equity Associates Inc. – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Thu, 11 Apr 2024 18:57:49 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Equity Associates Inc. – Investment Executive https://www.investmentexecutive.com 32 32 Fund rep’s side hustle results in ban, fine https://www.investmentexecutive.com/news/from-the-regulators/fund-reps-side-hustle-results-in-ban-fine/ Thu, 11 Apr 2024 18:57:49 +0000 https://www.investmentexecutive.com/?p=483585 Clients lost more than $1.5 million on rep's failed fintech venture

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]]> MFDA panel hands down permanent ban, $1.7-million fine https://www.investmentexecutive.com/news/from-the-regulators/mfda-panel-hands-down-permanent-ban-1-7-million-fine/ Mon, 04 Jul 2022 20:40:01 +0000 https://www.investmentexecutive.com/?p=447416 Ex-fund rep misappropriated client money and disappeared

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]]> Equity acquires Legacy https://www.investmentexecutive.com/newspaper_/news-newspaper/news-52329/ Mon, 08 Feb 2010 15:23:00 +0000 https://www.investmentexecutive.com/uncategorized/news-52329/ Purchase of Halifax firm allows small Markham, Ont., dealer to keep growing

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]]> Fund dealer Equity Associates expands to Atlantic Canada https://www.investmentexecutive.com/news/industry-news/fund-dealer-equity-associates-expands-to-atlantic-canada/ Thu, 29 Oct 2009 18:50:00 +0000 https://www.investmentexecutive.com/uncategorized/fund-dealer-equity-associates-expands-to-atlantic-canada/ With the acquisition of Legacy Associates, Equity grows its roster to over 150 advisors

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