Echelon Wealth Partners Inc. | Investment Executive

Dealer sanctioned over gatekeeping failure

jameslangton — Thu, 03 Jul 2025 12:46:00 +0000

Echelon Partners failed to guard against clients' potentially-suspicious trading in U.S. OTC markets

jameslangton — Mon, 13 Jan 2025 22:14:03 +0000

Earlier decision requiring clearing broker to produce records overturned

jameslangton — Mon, 29 Jan 2024 19:38:00 +0000

Former rep admitted to misappropriation

jameslangton — Wed, 01 Nov 2023 19:56:17 +0000

Ex-NBF rep admitted to misappropriating clients' funds, as well as other violations

jameslangton — Tue, 11 Apr 2023 18:01:12 +0000

An Ontario court rejected an appeal over IIROC sanctions

melissa — Tue, 07 Mar 2023 22:41:21 +0000

The firms are looking to add scale and grow their wealth management business

Katie — Fri, 24 Jun 2022 15:48:50 +0000

Across multiple industry segments, shifts have occurred

Katie — Fri, 20 May 2022 18:04:23 +0000

A roundup of the latest advisor and executive moves

Alan — Fri, 14 Dec 2018 11:00:36 +0000

Veteran advisor Les Sherman makes the switch

Alan — Tue, 02 Oct 2018 18:00:32 +0000

Advisors can reduce the risks of wealth transfer by meeting with client’s children, says Deborah McGrath