Commodity Futures Trading Commission – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Fri, 26 Apr 2024 18:03:13 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Commodity Futures Trading Commission – Investment Executive https://www.investmentexecutive.com 32 32 Precious metals scammers sanctioned https://www.investmentexecutive.com/news/from-the-regulators/precious-metals-scammers-sanctioned/ Fri, 26 Apr 2024 18:03:13 +0000 https://www.investmentexecutive.com/?p=484819 Elderly investors duped into converting retirement savings into overpriced coins

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]]> Crypto manipulator convicted https://www.investmentexecutive.com/news/from-the-regulators/crypto-manipulator-convicted/ Fri, 19 Apr 2024 18:16:45 +0000 https://www.investmentexecutive.com/?p=484431 Trader defrauded platform of over US$110 million in novel market manipulation

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]]> CFTC, SDNY charge crypto platform https://www.investmentexecutive.com/news/from-the-regulators/cftc-sdny-charge-crypto-platform/ Tue, 26 Mar 2024 18:28:12 +0000 https://www.investmentexecutive.com/?p=482757 KuCoin platform accused of registration, money laundering violations

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]]> U.S. DOJ plans to pay whistleblower awards https://www.investmentexecutive.com/news/from-the-regulators/u-s-doj-plans-to-pay-whistleblower-awards/ Fri, 08 Mar 2024 13:35:48 +0000 https://www.investmentexecutive.com/?p=481861 Program aims to close gaps involving crimes that aren't cases for SEC, CFTC

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]]> SEC, CFTC boost private funds’ reporting https://www.investmentexecutive.com/news/from-the-regulators/sec-cftc-boost-private-funds-reporting/ Thu, 08 Feb 2024 22:05:38 +0000 https://www.investmentexecutive.com/?p=480253 Regulators aim to enhance systemic risk oversight, investor protection

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]]> Cherry-picking crypto trades lands CEO in jail https://www.investmentexecutive.com/news/from-the-regulators/cherry-picking-crypto-trades-lands-ceo-in-jail/ Fri, 19 Jan 2024 21:54:29 +0000 https://www.investmentexecutive.com/?p=479024 Commodities advisor hit with first charge of illegally allocating crypto trades

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]]> CFTC looks to expand use of AI https://www.investmentexecutive.com/news/from-the-regulators/cftc-looks-to-expand-use-of-ai/ Thu, 21 Dec 2023 19:56:41 +0000 https://www.investmentexecutive.com/?p=477779 Regulator names first chief data scientist

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]]> U.S. charges two in alleged crypto Ponzi scheme https://www.investmentexecutive.com/news/from-the-regulators/u-s-charges-two-in-alleged-crypto-ponzi-scheme/ Tue, 12 Dec 2023 20:14:10 +0000 https://www.investmentexecutive.com/?p=477188 Investors duped by scheme that promised AI-powered trading profits

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]]> Carbon markets need rules too: IOSCO https://www.investmentexecutive.com/news/from-the-regulators/carbon-markets-need-rules-too-iosco/ Mon, 04 Dec 2023 18:59:33 +0000 https://www.investmentexecutive.com/?p=476509 Regulators launch consultation on standards, practices for carbon credit trading

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]]> Crypto crimes account for half of CFTC enforcement https://www.investmentexecutive.com/news/from-the-regulators/crypto-crimes-account-for-half-of-cftc-enforcement/ Tue, 07 Nov 2023 19:18:53 +0000 https://www.investmentexecutive.com/?p=474740 Regulator saw several high-profile cases against crypto giants

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