Capital Markets Regulatory Authority – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Thu, 01 Apr 2021 13:18:47 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Capital Markets Regulatory Authority – Investment Executive https://www.investmentexecutive.com 32 32 National regulator effort effectively dead https://www.investmentexecutive.com/news/from-the-regulators/national-regulator-effort-effectively-dead/ Thu, 01 Apr 2021 13:07:51 +0000 https://www.investmentexecutive.com/?p=418976 CMAIO operations have been paused and staff laid off

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A disruptive force https://www.investmentexecutive.com/newspaper_/building-your-business-newspaper/a-disruptive-force/ Mon, 21 Jan 2019 05:11:00 +0000 https://www.investmentexecutive.com/?p=373111 The Ontario government, elected last June, has a policy of deregulation in general, but also is willing to interfere with policy-making directly

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Not yet a done deal https://www.investmentexecutive.com/newspaper_/news-newspaper/not-yet-a-done-deal/ Fri, 23 Nov 2018 05:20:00 +0000 https://www.investmentexecutive.com/?p=359391 Many hurdles remain for the CMRA before it becomes a reality

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CMRA does not violate constitution, Supreme Court rules https://www.investmentexecutive.com/news/industry-news/cmra-does-not-violate-constitution-supreme-court-rules/ Fri, 09 Nov 2018 15:55:49 +0000 https://www.investmentexecutive.com/?p=358249 With the constitutional challenge resolved, there’s still lots to be done in creating a national regulator

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Skepticism dogs CMRA’s progress https://www.investmentexecutive.com/newspaper_/news-newspaper/skepticism-dogs-cmras-progress/ Fri, 09 Nov 2018 05:23:00 +0000 https://www.investmentexecutive.com/?p=358132 A divided industry awaits SCC ruling on national regulator

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CMRA “not ready for prime time” https://www.investmentexecutive.com/newspaper_/news-newspaper/cmra-not-ready-for-prime-time/ Fri, 13 Oct 2017 05:55:00 +0000 https://avatar.investmentexecutive.com/uncategorized/cmra-not-ready-for-prime-time/ A paper from the C.D. Howe Institute states the proposed national securities regulator could be a step backward

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Canada’s proposed national securities regulator “significantly compromised”: report https://www.investmentexecutive.com/news/from-the-regulators/canadas-proposed-national-securities-regulator-significantly-compromised-report/ Tue, 19 Sep 2017 14:10:00 +0000 https://www.investmentexecutive.com/uncategorized/canadas-proposed-national-securities-regulator-significantly-compromised-report/ The Capital Markets Regulatory Authority will lack the ability to unilaterally impose its regulatory authority across the country

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Quebec court finds new national securities regulator to be unconstitutional https://www.investmentexecutive.com/news/from-the-regulators/quebec-court-finds-new-national-securities-regulator-to-be-unconstitutional/ Wed, 10 May 2017 22:40:00 +0000 https://www.investmentexecutive.com/uncategorized/quebec-court-finds-new-national-securities-regulator-to-be-unconstitutional/ Court rules that proposed mechanism for amending securities laws “fetters the parliamentary sovereignty of the participating provinces

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Will new national regulator attract holdout provinces? https://www.investmentexecutive.com/news/from-the-regulators/will-new-national-regulator-attract-holdout-provinces/ Wed, 03 May 2017 18:40:00 +0000 https://www.investmentexecutive.com/uncategorized/will-new-national-regulator-attract-holdout-provinces/ The chief regulator of the proposed CMRA believes Alberta, Quebec and other provinces will consider joining the initiative once it proves successful

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CMRA: Fitting in https://www.investmentexecutive.com/newspaper_/front-page/cmra-fitting-in/ Fri, 07 Nov 2014 05:00:00 +0000 https://www.investmentexecutive.com/uncategorized/cmra-fitting-in/ Fundamental tension persits

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