Canadian Securities Administrators – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Thu, 25 Apr 2024 15:09:36 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Canadian Securities Administrators – Investment Executive https://www.investmentexecutive.com 32 32 Fund costs fell after CRM2 https://www.investmentexecutive.com/news/from-the-regulators/fund-costs-fell-after-crm2/ Thu, 25 Apr 2024 15:05:56 +0000 https://www.investmentexecutive.com/?p=484748 CSA research details the evolution of fund costs in the face of transparency reforms

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]]> FCA escalates greenwashing fight https://www.investmentexecutive.com/news/from-the-regulators/fca-escalates-greenwashing-fight/ Tue, 23 Apr 2024 16:54:40 +0000 https://www.investmentexecutive.com/?p=484586 Regulator seeks to extend regime to portfolio managers

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]]> CSA sets path to market data reforms https://www.investmentexecutive.com/news/from-the-regulators/csa-sets-path-to-market-data-reforms/ Thu, 18 Apr 2024 21:31:24 +0000 https://www.investmentexecutive.com/?p=484304 Regulators to boost fee transparency, explore enhanced retail access

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]]> CSA extends crypto firms’ stablecoin deadline https://www.investmentexecutive.com/news/from-the-regulators/csa-extends-crypto-firms-stablecoin-deadline/ Wed, 17 Apr 2024 18:12:51 +0000 https://www.investmentexecutive.com/?p=484176 Crypto platforms get until Oct. 31 to meet CSA's interim rules

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]]> CIRO sketches three-year strategic vision https://www.investmentexecutive.com/news/from-the-regulators/ciro-sketches-three-year-strategic-vision/ Thu, 11 Apr 2024 19:17:38 +0000 https://www.investmentexecutive.com/?p=483589 Expanding access to advice, standardizing KYC data collection on SRO's agenda

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]]> Coinbase Canada gets CSA registration https://www.investmentexecutive.com/news/from-the-regulators/coinbase-canada-gets-csa-registration/ Thu, 04 Apr 2024 17:58:46 +0000 https://www.investmentexecutive.com/?p=483157 Crypto firm to pursue full dealer and ATS registration, plus SRO membership

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]]> CIRO gets clean bill of health from CSA https://www.investmentexecutive.com/news/from-the-regulators/ciro-gets-clean-bill-of-health-from-csa/ Thu, 28 Mar 2024 20:34:10 +0000 https://www.investmentexecutive.com/?p=482950 First oversight review finds SRO complying with recognition order

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]]> Ontario budget voices support for OBSI reform https://www.investmentexecutive.com/news/from-the-regulators/ontario-budget-voices-support-for-obsi-reform/ Tue, 26 Mar 2024 20:03:44 +0000 https://www.investmentexecutive.com/?p=482762 Government endorses OSC's investor protection, capital formation efforts

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]]> CSA expands ESG guidance for investment funds https://www.investmentexecutive.com/news/from-the-regulators/csa-expands-esg-guidance-for-investment-funds/ Thu, 07 Mar 2024 17:43:46 +0000 https://www.investmentexecutive.com/?p=481783 Regulators seek to combat fund industry greenwashing risks

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]]> CSA issues guidance on virtual shareholder meetings https://www.investmentexecutive.com/news/from-the-regulators/csa-issues-guidance-on-virtual-shareholder-meetings/ Thu, 22 Feb 2024 20:43:02 +0000 https://www.investmentexecutive.com/?p=480903 Shareholder advocates have argued they haven't been able to participate fully when AGMs are online

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