Canadian Securities Administrators | Investment Executive https://www.investmentexecutive.com/post_company/canadian-securities-administrators/ Canada's news source for financial professionals Wed, 03 Dec 2025 22:32:17 +0000 en-US hourly 1 https://wordpress.org/?v=6.8.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Canadian Securities Administrators | Investment Executive https://www.investmentexecutive.com/post_company/canadian-securities-administrators/ 32 32 CIRO to issue final dealer rules in February https://www.investmentexecutive.com/news/ciro-to-issue-final-dealer-rules-in-february/ Wed, 03 Dec 2025 22:32:17 +0000 https://www.investmentexecutive.com/?p=526952 Final consultation on merged dealer rules will get 120-day comment period

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]]> CSA proposes fund liquidity reforms https://www.investmentexecutive.com/news/csa-proposes-fund-liquidity-reforms/ Thu, 27 Nov 2025 21:40:17 +0000 https://www.investmentexecutive.com/?p=526480 Regulators aim to guard against systemic risk, bolster fund industry practices

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]]> EMD exemption falls flat, CSA asks why https://www.investmentexecutive.com/news/emd-exemption-falls-flat-csa-asks-why/ Thu, 27 Nov 2025 19:52:35 +0000 https://www.investmentexecutive.com/?p=526475 Regulators seek feedback on initiative that sparked little activity

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]]> CSA proposes reform to accommodate IFRS change https://www.investmentexecutive.com/news/from-the-regulators/csa-proposes-reform-to-accommodate-ifrs-change/ Thu, 13 Nov 2025 20:21:58 +0000 https://www.investmentexecutive.com/?p=525399 Revisions aim to prevent disclosure duplication, added burden

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]]> CIRO awaiting CRA feedback on advisor corporations https://www.investmentexecutive.com/news/ciro-awaiting-cra-feedback-on-advisor-corporations/ Wed, 29 Oct 2025 17:34:55 +0000 https://www.investmentexecutive.com/?p=523998 SRO crafting model to allow reps to use personal corporations

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]]> CSA plans semi-annual reporting pilot https://www.investmentexecutive.com/news/csa-plans-semi-annual-reporting-pilot/ Thu, 23 Oct 2025 17:41:21 +0000 https://www.investmentexecutive.com/?p=523446 Regulators to allow certain venture issuers to try out less frequent reporting

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]]> Firms falling short on KYC, suitability: BCSC https://www.investmentexecutive.com/news/from-the-regulators/firms-falling-short-on-kyc-suitability-bcsc/ Wed, 01 Oct 2025 18:23:53 +0000 https://www.investmentexecutive.com/?p=521650 Regulator issues report card on Client Focused Reforms compliance

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]]> Regs propose harmonized expertise exemption https://www.investmentexecutive.com/news/from-the-regulators/regs-proposed-harmonized-expertise-exemption/ Thu, 25 Sep 2025 19:49:06 +0000 https://www.investmentexecutive.com/?p=521193 Self-certified exemption enables savvy investors to invest alongside accredited investors

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]]> CIRO breach has advisors on high alert https://www.investmentexecutive.com/news/from-the-regulators/ciro-breach-has-advisors-on-high-alert/ Fri, 19 Sep 2025 20:38:02 +0000 https://www.investmentexecutive.com/?p=520385 Compromised data is starting to show up on the dark web

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]]> CSA extends OBSI consultation deadline https://www.investmentexecutive.com/news/from-the-regulators/csa-extends-obsi-consultation-deadline/ Thu, 04 Sep 2025 20:15:41 +0000 https://www.investmentexecutive.com/?p=518844 Industry, investors have until Sept. 29 to provide feedback on reforms to give body binding powers

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