Canadian Securities Administrators – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Thu, 11 Dec 2025 19:25:40 +0000 en-US hourly 1 https://wordpress.org/?v=6.9 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Canadian Securities Administrators – Investment Executive https://www.investmentexecutive.com 32 32 CSA, CIRO launch scam website takedown https://www.investmentexecutive.com/news/csa-ciro-launch-scam-website-takedown/ Thu, 11 Dec 2025 19:23:58 +0000 https://www.investmentexecutive.com/?p=527553 Industry falling short on CFR compliance: CSA, CIRO https://www.investmentexecutive.com/news/industry-falling-short-on-cfr-compliance-csa-ciro/ Wed, 10 Dec 2025 17:50:45 +0000 https://www.investmentexecutive.com/?p=527418 FCA consults on fund liquidity reforms https://www.investmentexecutive.com/news/fca-consults-on-fund-liquidity-reforms/ Tue, 09 Dec 2025 20:03:39 +0000 https://www.investmentexecutive.com/?p=527354 CIRO to issue final dealer rules in February https://www.investmentexecutive.com/news/ciro-to-issue-final-dealer-rules-in-february/ Wed, 03 Dec 2025 22:32:17 +0000 https://www.investmentexecutive.com/?p=526952 CSA proposes fund liquidity reforms https://www.investmentexecutive.com/news/csa-proposes-fund-liquidity-reforms/ Thu, 27 Nov 2025 21:40:17 +0000 https://www.investmentexecutive.com/?p=526480 EMD exemption falls flat, CSA asks why https://www.investmentexecutive.com/news/emd-exemption-falls-flat-csa-asks-why/ Thu, 27 Nov 2025 19:52:35 +0000 https://www.investmentexecutive.com/?p=526475 CSA proposes reform to accommodate IFRS change https://www.investmentexecutive.com/news/csa-proposes-reform-to-accommodate-ifrs-change/ Thu, 13 Nov 2025 20:21:58 +0000 https://www.investmentexecutive.com/?p=525399 CIRO awaiting CRA feedback on advisor corporations https://www.investmentexecutive.com/news/ciro-awaiting-cra-feedback-on-advisor-corporations/ Wed, 29 Oct 2025 17:34:55 +0000 https://www.investmentexecutive.com/?p=523998 CSA plans semi-annual reporting pilot https://www.investmentexecutive.com/news/csa-plans-semi-annual-reporting-pilot/ Thu, 23 Oct 2025 17:41:21 +0000 https://www.investmentexecutive.com/?p=523446 Firms falling short on KYC, suitability: BCSC https://www.investmentexecutive.com/news/from-the-regulators/firms-falling-short-on-kyc-suitability-bcsc/ Wed, 01 Oct 2025 18:23:53 +0000 https://www.investmentexecutive.com/?p=521650