Canadian Investment Regulatory Organization | Investment Executive https://www.investmentexecutive.com/post_company/canadian-investment-regulatory-organization/ Canada's news source for financial professionals Wed, 08 Apr 2026 21:05:03 +0000 en-US hourly 1 https://wordpress.org/?v=6.9 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Canadian Investment Regulatory Organization | Investment Executive https://www.investmentexecutive.com/post_company/canadian-investment-regulatory-organization/ 32 32 CIRO seeks to tackle persistent policy challenges https://www.investmentexecutive.com/news/ciro-seeks-to-tackle-persistent-policy-challenges/ Wed, 08 Apr 2026 21:05:03 +0000 https://www.investmentexecutive.com/?p=535816 SRO sets out regulatory agenda for year ahead

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]]> CIRO proposes short-selling reforms https://www.investmentexecutive.com/news/from-the-regulators/ciro-proposes-short-selling-reforms/ Thu, 02 Apr 2026 20:53:04 +0000 https://www.investmentexecutive.com/?p=535513 SRO drops mandatory close-out proposal, adds new conduct-based approach

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]]> CIRO wraps guidance update project https://www.investmentexecutive.com/news/ciro-wraps-guidance-update-project/ Fri, 27 Mar 2026 20:28:30 +0000 https://www.investmentexecutive.com/?p=535103 SRO issues revisions to gatekeeper, trading supervision obligations

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]]> Short-selling dealers stay secret https://www.investmentexecutive.com/news/short-selling-dealers-stay-secret/ Fri, 27 Mar 2026 20:20:08 +0000 https://www.investmentexecutive.com/?p=534995 IPC upholds OSC decision to preserve privacy of dealers in failed trade study

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]]> CIRO clarifies its prediction markets requirements for dealers https://www.investmentexecutive.com/news/ciro-clarifies-its-prediction-markets-requirements-for-dealers/ Fri, 27 Mar 2026 16:13:28 +0000 https://www.investmentexecutive.com/?p=535005 Regulator addresses questions from market participants after Wealthsimple gets approval to launch event contracts

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]]> CIRO set to launch disgorgement payout program https://www.investmentexecutive.com/news/ciro-set-to-launch-disgorgement-payout-program/ Fri, 20 Mar 2026 14:03:02 +0000 https://www.investmentexecutive.com/?p=534344 Harmed investors will be able to make claims for share of sanctions, April 1

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]]> Ex-rep sentenced in fraud case https://www.investmentexecutive.com/news/ex-rep-sentenced-in-fraud-case/ Mon, 16 Mar 2026 19:53:37 +0000 https://www.investmentexecutive.com/?p=533932 Investors lost nearly $1.4 million in long-running fraud

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]]> Big banks’ blockchain test a mixed bag https://www.investmentexecutive.com/news/big-banks-blockchain-test-a-mixed-bag/ Thu, 05 Mar 2026 21:01:27 +0000 https://www.investmentexecutive.com/?p=533247 Project reveals how potential gains are offset by added risks, costs

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]]> CIRO issues series of guidance updates https://www.investmentexecutive.com/uncategorized/ciro-issues-series-of-guidance-updates/ Tue, 24 Feb 2026 09:00:39 +0000 https://www.investmentexecutive.com/?p=532381 SRO modernizes market regulation guidance

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]]> CIRO calls for boost to independent director limits https://www.investmentexecutive.com/news/ciro-calls-for-boost-to-independent-director-limits/ Thu, 19 Feb 2026 20:58:25 +0000 https://www.investmentexecutive.com/?p=532156 SRO wants to give outside directors more time on the job

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