Canadian Council of Insurance Regulators – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Wed, 10 Jan 2024 12:11:07 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Canadian Council of Insurance Regulators – Investment Executive https://www.investmentexecutive.com 32 32 FSRA tightens the screws on seg fund DSCs https://www.investmentexecutive.com/news/from-the-regulators/frsa-tightens-the-screws-on-seg-fund-dscs/ Tue, 09 Jan 2024 16:24:18 +0000 https://www.investmentexecutive.com/?p=478284 New measures address the use of DSCs with existing contracts

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]]> AMF consults on total cost reporting for seg funds https://www.investmentexecutive.com/news/from-the-regulators/amf-consults-on-total-cost-reporting-for-seg-funds/ Thu, 02 Nov 2023 21:25:51 +0000 https://www.investmentexecutive.com/?p=474488 Draft rules out for comment, expected to take effect in 2026

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]]> Regulators lay groundwork for total cost reporting https://www.investmentexecutive.com/news/from-the-regulators/regulators-lay-groundwork-for-total-cost-reporting/ Tue, 13 Jun 2023 16:06:20 +0000 https://www.investmentexecutive.com/?p=467222 Industry braces for technical challenges as new disclosures take effect

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]]> Mutual fund chargebacks to face CSA scrutiny https://www.investmentexecutive.com/news/from-the-regulators/mutual-fund-chargebacks-to-face-csa-scrutiny/ Thu, 01 Jun 2023 19:10:56 +0000 https://www.investmentexecutive.com/?p=466724 Conflict of interest concerns spark regulators' review

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]]> Advisor chargebacks need robust controls, regulators say https://www.investmentexecutive.com/news/from-the-regulators/advisor-chargebacks-need-robust-controls-regulators-say/ Mon, 15 May 2023 19:22:06 +0000 https://www.investmentexecutive.com/?p=465614 Insurance regulators promised new guidance on upfront compensation structures

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]]> Fund investors to get full cost disclosure, eventually https://www.investmentexecutive.com/news/from-the-regulators/fund-investors-to-get-full-cost-disclosure-eventually/ Thu, 20 Apr 2023 15:11:24 +0000 https://www.investmentexecutive.com/?p=464184 CSA and CCIR finalize CRM3 rules, give industry until 2026 to adopt

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]]> Total cost reporting guidance for seg funds coming this spring: FSRA https://www.investmentexecutive.com/news/from-the-regulators/total-cost-reporting-guidance-for-seg-funds-coming-this-spring-fsra/ Fri, 20 Jan 2023 17:27:31 +0000 https://www.investmentexecutive.com/?p=458956 FSRA also reiterated that it wants clients to be protected from seg fund deferred sales charges, regardless of when the funds were purchased

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]]> FSRA proposes DSC ban for seg funds https://www.investmentexecutive.com/news/from-the-regulators/fsra-proposes-dsc-ban-for-seg-funds/ Fri, 25 Nov 2022 16:12:58 +0000 https://www.investmentexecutive.com/?p=456405 Proposal would eliminate regulatory arbitrage between seg funds and mutual funds

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]]> CSA, CCIR double down on total cost reporting pledge https://www.investmentexecutive.com/news/from-the-regulators/csa-ccir-double-down-on-total-cost-reporting-pledge/ Mon, 20 Jun 2022 17:52:41 +0000 https://www.investmentexecutive.com/?p=446697 Consultation on improving, harmonizing fund disclosure remains open until July 27

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]]> Regulators seek radical transparency for fund fees https://www.investmentexecutive.com/news/from-the-regulators/regulators-seek-radical-transparency-for-fund-fees/ Thu, 28 Apr 2022 17:44:04 +0000 https://www.investmentexecutive.com/?p=443542 CSA, CCIR propose new cost reporting requirements for investment and seg funds

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