British Columbia Securities Commission | Investment Executive https://www.investmentexecutive.com/post_company/british-columbia-securities-commission/ Canada's news source for financial professionals Fri, 20 Mar 2026 17:57:02 +0000 en-US hourly 1 https://wordpress.org/?v=6.9.4 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png British Columbia Securities Commission | Investment Executive https://www.investmentexecutive.com/post_company/british-columbia-securities-commission/ 32 32 Appeal court upholds BCSC collection effort https://www.investmentexecutive.com/news/appeal-court-upholds-bcsc-collection-effort/ Fri, 20 Mar 2026 17:57:02 +0000 https://www.investmentexecutive.com/?p=534417 Payments from LIFs can face forfeiture, court finds

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]]> BCSC pursues disgorgement in long-running case https://www.investmentexecutive.com/news/bcsc-pursues-disgorgement-in-long-running-case/ Wed, 18 Mar 2026 17:12:54 +0000 https://www.investmentexecutive.com/?p=534177 Panel lifts stay, refines order in case that led to landmark ruling

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]]> BCSC settles with director over alleged crypto fraud https://www.investmentexecutive.com/news/bcsc-settles-with-director-over-alleged-crypto-fraud/ Mon, 02 Mar 2026 21:36:18 +0000 https://www.investmentexecutive.com/?p=532983 Platform used investors' money to finance operations, fund withdrawals

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]]> B.C. court upholds class action appeal https://www.investmentexecutive.com/uncategorized/b-c-court-upholds-class-action-appeal/ Fri, 13 Feb 2026 09:00:54 +0000 https://www.investmentexecutive.com/?p=531734 Judge was wrong to exclude, divide plaintiff group, appeal court rules

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]]> BCSC adds to ex-rep’s CIRO sanctions https://www.investmentexecutive.com/news/bcsc-adds-to-ex-reps-ciro-sanctions/ Thu, 15 Jan 2026 15:10:27 +0000 https://www.investmentexecutive.com/?p=529475 Former rep traded investors' discount brokerage accounts for them

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]]> Panel rejects CIRO case against reps, again https://www.investmentexecutive.com/news/from-the-regulators/panel-rejects-ciro-case-against-reps-again/ Tue, 16 Dec 2025 14:32:12 +0000 https://www.investmentexecutive.com/?p=527782 BCSC sent case back to SRO panel, which dismissed allegations

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]]> EMD exemption falls flat, CSA asks why https://www.investmentexecutive.com/news/emd-exemption-falls-flat-csa-asks-why/ Thu, 27 Nov 2025 19:52:35 +0000 https://www.investmentexecutive.com/?p=526475 Regulators seek feedback on initiative that sparked little activity

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]]> BCSC forfeiture effort can go ahead, despite delay https://www.investmentexecutive.com/news/bcsc-forfeiture-effort-can-go-ahead-despite-delay/ Fri, 21 Nov 2025 19:10:57 +0000 https://www.investmentexecutive.com/?p=526082 Court finds it's in the interests of justice for BCSC action to continue

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]]> BCSC settles illegal distribution allegations https://www.investmentexecutive.com/news/from-the-regulators/bcsc-settles-illegal-distribution-allegations/ Fri, 07 Nov 2025 21:41:42 +0000 https://www.investmentexecutive.com/?p=524945 Company made misrepresentations to investors, diverted funds

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]]> BCSC settles with pair over unregistered activity https://www.investmentexecutive.com/news/bcsc-settles-with-pair-over-unregistered-activity/ Wed, 22 Oct 2025 19:33:31 +0000 https://www.investmentexecutive.com/?p=523351 Efforts to raise capital for cannabis company amounted to illegal distribution

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