British Columbia Securities Commission | Investment Executive https://www.investmentexecutive.com/post_company/british-columbia-securities-commission/ Canada's news source for financial professionals Thu, 27 Nov 2025 19:52:35 +0000 en-US hourly 1 https://wordpress.org/?v=6.8.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png British Columbia Securities Commission | Investment Executive https://www.investmentexecutive.com/post_company/british-columbia-securities-commission/ 32 32 EMD exemption falls flat, CSA asks why https://www.investmentexecutive.com/news/emd-exemption-falls-flat-csa-asks-why/ Thu, 27 Nov 2025 19:52:35 +0000 https://www.investmentexecutive.com/?p=526475 Regulators seek feedback on initiative that sparked little activity

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]]> BCSC forfeiture effort can go ahead, despite delay https://www.investmentexecutive.com/news/bcsc-forfeiture-effort-can-go-ahead-despite-delay/ Fri, 21 Nov 2025 19:10:57 +0000 https://www.investmentexecutive.com/?p=526082 Court finds it's in the interests of justice for BCSC action to continue

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]]> BCSC settles illegal distribution allegations https://www.investmentexecutive.com/news/from-the-regulators/bcsc-settles-illegal-distribution-allegations/ Fri, 07 Nov 2025 21:41:42 +0000 https://www.investmentexecutive.com/?p=524945 Company made misrepresentations to investors, diverted funds

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]]> BCSC settles with pair over unregistered activity https://www.investmentexecutive.com/news/bcsc-settles-with-pair-over-unregistered-activity/ Wed, 22 Oct 2025 19:33:31 +0000 https://www.investmentexecutive.com/?p=523351 Efforts to raise capital for cannabis company amounted to illegal distribution

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]]> BCSC to join CIRO registration delegation https://www.investmentexecutive.com/news/bcsc-to-join-ciro-registration-delegation/ Fri, 17 Oct 2025 17:11:23 +0000 https://www.investmentexecutive.com/?p=522904 Move would give SRO full responsibility for registering dealers, reps

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]]> Firms falling short on KYC, suitability: BCSC https://www.investmentexecutive.com/news/from-the-regulators/firms-falling-short-on-kyc-suitability-bcsc/ Wed, 01 Oct 2025 18:23:53 +0000 https://www.investmentexecutive.com/?p=521650 Regulator issues report card on Client Focused Reforms compliance

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]]> BCSC settles disclosure breach, drops insider trading allegation https://www.investmentexecutive.com/news/from-the-regulators/bcsc-settles-disclosure-breach-drops-insider-trading-allegation/ Mon, 25 Aug 2025 19:47:57 +0000 https://www.investmentexecutive.com/?p=518331 Executive, airline pay $100,000 for failing to disclose material change

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]]> Case against rep gets go ahead, for now https://www.investmentexecutive.com/news/from-the-regulators/case-against-rep-gets-go-ahead-for-now/ Mon, 25 Aug 2025 19:37:08 +0000 https://www.investmentexecutive.com/?p=518320 Supreme Court appeal possible, but risk of further delay too great: B.C. court

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]]> BCSC’s collection action gets green light https://www.investmentexecutive.com/news/from-the-regulators/bcscs-collection-action-gets-green-light/ Wed, 13 Aug 2025 19:12:49 +0000 https://www.investmentexecutive.com/?p=517441 Court upholds effort to recover $21.7 million order from fraudster's wife

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]]> BCSC disgorgement order survives bankruptcy https://www.investmentexecutive.com/news/from-the-regulators/bcsc-disgorgement-order-survives-bankruptcy/ Fri, 20 Jun 2025 08:42:00 +0000 https://www.investmentexecutive.com/?p=513126 Court confirms that regulator's order targeting ill-gotten gains can't be wiped away

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