BMO Nesbitt Burns Inc. | Investment Executive https://www.investmentexecutive.com/post_company/bmo-nesbitt-burns-inc/ Canada's news source for financial professionals Mon, 03 Nov 2025 19:13:48 +0000 en-US hourly 1 https://wordpress.org/?v=6.8.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png BMO Nesbitt Burns Inc. | Investment Executive https://www.investmentexecutive.com/post_company/bmo-nesbitt-burns-inc/ 32 32 MX finds BMO Nesbitt Burns engaged in front running https://www.investmentexecutive.com/news/mx-finds-bmo-nesbitt-burns-engaged-in-front-running/ Mon, 03 Nov 2025 19:13:48 +0000 https://www.investmentexecutive.com/?p=524382 Disciplinary committee concludes prop trades took advantage of client

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]]> BMO faces MX front running allegation https://www.investmentexecutive.com/news/from-the-regulators/bmo-faces-mx-front-running-allegation/ Tue, 06 May 2025 20:02:41 +0000 https://www.investmentexecutive.com/?p=509154 Exchange hearing set over 2019 trades

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]]> BMO Nesbitt sanctioned for supervisory shortcomings https://www.investmentexecutive.com/news/from-the-regulators/bmo-nesbitt-sanctioned-for-supervisory-shortcomings/ Fri, 05 Apr 2024 20:57:46 +0000 https://www.investmentexecutive.com/?p=483279 Firm failed to adequately oversee rep's risky trading strategy, CIRO says

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]]> BMO Private Wealth adds leaders from TD, RBC and Broadridge https://www.investmentexecutive.com/news/people/bmo-private-wealth-adds-leaders-from-td-rbc-and-broadridge/ Wed, 21 Feb 2024 21:54:58 +0000 https://www.investmentexecutive.com/?p=480816 Meghan Meger announces her retirement as Maarten Jansen, Craig Meeds and Martha Moen join the firm

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]]> Meghan Meger appointed sole head of BMO Private Wealth Canada https://www.investmentexecutive.com/news/people/meghan-meger-appointed-sole-head-of-bmo-private-wealth-canada/ Wed, 25 Oct 2023 20:15:37 +0000 https://www.investmentexecutive.com/?p=473993 Geoff Newton, who had been co-head of BMO Private Wealth Canada since June 2022, has departed

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]]> BMO Private Wealth makes layoffs, changes leadership structure https://www.investmentexecutive.com/news/industry-news/bmo-private-wealth-makes-layoffs-changes-leadership-structure/ Fri, 29 Sep 2023 14:35:38 +0000 https://www.investmentexecutive.com/?p=472406 Brokerage reduces regions to four from six, eliminating nine positions

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]]> Martin Lavigne joins ScotiaMcLeod https://www.investmentexecutive.com/news/people/martin-lavigne-joins-scotiamcleod/ Thu, 16 Mar 2023 15:58:43 +0000 https://www.investmentexecutive.com/?p=462279 Other moves include an established advisor group moving to BMO Nesbitt Burns from CG Wealth

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]]> No duty to disclose beneficiary change, court finds https://www.investmentexecutive.com/news/from-the-regulators/no-duty-to-disclose-beneficiary-change-court-finds/ Wed, 19 Oct 2022 20:15:13 +0000 https://www.investmentexecutive.com/?p=453871 A widow sued her brokerage firm, alleging it failed to tell her about a change in her husband's accounts

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]]> BMO Nesbitt Burns sanctioned for oversight failures https://www.investmentexecutive.com/news/from-the-regulators/bmo-nesbitt-burns-sanctioned-for-oversight-failures/ Thu, 13 Oct 2022 17:55:12 +0000 https://www.investmentexecutive.com/?p=453566 Firm settles IIROC allegation of inadequately supervising new-issue trading

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]]> Industry moves this week https://www.investmentexecutive.com/news/people/industry-moves-this-week-11/ Tue, 23 Aug 2022 17:51:23 +0000 https://www.investmentexecutive.com/?p=450121 Canaccord and Wellington both snagged advisors, while Beutel Goodman named fixed income lead

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