Autorité des marchés financiers – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Thu, 21 Mar 2024 18:26:36 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Autorité des marchés financiers – Investment Executive https://www.investmentexecutive.com 32 32 Fund managers need to spruce up IRCs https://www.investmentexecutive.com/news/from-the-regulators/fund-managers-need-to-spruce-up-ircs/ Thu, 21 Mar 2024 18:25:09 +0000 https://www.investmentexecutive.com/?p=482472 OSC, AMF call for freshening up fund governance

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]]> AMF issues complaint handling rules https://www.investmentexecutive.com/news/from-the-regulators/amf-issues-complaint-handling-rules/ Wed, 28 Feb 2024 21:29:37 +0000 https://www.investmentexecutive.com/?p=481255 CIRO firms exempt from new standards for Quebec financial firms

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]]> AMF sanctions exchange registration breach https://www.investmentexecutive.com/news/from-the-regulators/amf-sanctions-exchange-registration-breach/ Wed, 20 Dec 2023 21:52:18 +0000 https://www.investmentexecutive.com/?p=477681 Refinitiv allowed investors to trade on its platform without registering as an exchange

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]]> Quebec judge convicts pair in crypto scheme https://www.investmentexecutive.com/news/from-the-regulators/quebec-judge-convicts-pair-in-crypto-scheme/ Tue, 19 Dec 2023 21:09:11 +0000 https://www.investmentexecutive.com/?p=477580 Operators of PlexCoin initial coin offering found guilty

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]]> Offshore crypto platform sanctioned in Quebec https://www.investmentexecutive.com/news/from-the-regulators/offshore-crypto-platform-sanctioned-in-quebec/ Fri, 01 Dec 2023 16:51:00 +0000 https://www.investmentexecutive.com/?p=476373 AMF alleged that CoinEx ignored regulators' efforts to get crypto firms registered

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]]> CSA unveils binding authority for OBSI https://www.investmentexecutive.com/news/from-the-regulators/csa-unveils-binding-authority-for-obsi/ Thu, 30 Nov 2023 12:00:52 +0000 https://www.investmentexecutive.com/?p=476165 Regulators propose long-awaited reforms to enhance industry dispute-resolution system

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]]> Deepfakes come to investment scams, AMF warns https://www.investmentexecutive.com/news/from-the-regulators/deepfakes-come-to-investment-scams-amf-warns/ Tue, 21 Nov 2023 22:52:18 +0000 https://www.investmentexecutive.com/?p=475750 Regulator says fraudsters deploying increasingly sophisticated technology

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]]> Supreme Court upholds AMF’s jurisdiction https://www.investmentexecutive.com/news/from-the-regulators/supreme-court-upholds-amfs-jurisdiction/ Fri, 17 Nov 2023 19:48:02 +0000 https://www.investmentexecutive.com/?p=475577 High court rejects B.C. residents' challenge in alleged market manipulation case

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]]> AMF names new enforcement chief https://www.investmentexecutive.com/news/from-the-regulators/amf-names-new-enforcement-chief/ Fri, 10 Nov 2023 20:30:54 +0000 https://www.investmentexecutive.com/?p=475079 Interim executive director, Eric Jacob, to take the role permanently, starting Nov. 13

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]]> AMF consults on total cost reporting for seg funds https://www.investmentexecutive.com/news/from-the-regulators/amf-consults-on-total-cost-reporting-for-seg-funds/ Thu, 02 Nov 2023 21:25:51 +0000 https://www.investmentexecutive.com/?p=474488 Draft rules out for comment, expected to take effect in 2026

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