Autorité des marchés financiers | Investment Executive https://www.investmentexecutive.com/post_company/autorite-des-marches-financiers/ Canada's news source for financial professionals Thu, 27 Nov 2025 19:52:35 +0000 en-US hourly 1 https://wordpress.org/?v=6.8.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Autorité des marchés financiers | Investment Executive https://www.investmentexecutive.com/post_company/autorite-des-marches-financiers/ 32 32 EMD exemption falls flat, CSA asks why https://www.investmentexecutive.com/news/emd-exemption-falls-flat-csa-asks-why/ Thu, 27 Nov 2025 19:52:35 +0000 https://www.investmentexecutive.com/?p=526475 Regulators seek feedback on initiative that sparked little activity

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Court orders AMF tribunal to consider settlement https://www.investmentexecutive.com/news/court-orders-amf-tribunal-to-consider-settlement/ Tue, 18 Nov 2025 18:36:55 +0000 https://www.investmentexecutive.com/?p=525700 Adjudicator declined to review settlement before long enforcement hearing

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AMF expands fund managers’ access to Hong Kong https://www.investmentexecutive.com/news/from-the-regulators/amf-expands-fund-managers-access-to-hong-kong/ Tue, 28 Oct 2025 10:00:21 +0000 https://www.investmentexecutive.com/?p=523706 Regulators sign MoU, facilitating cooperation, mutual recognition

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Crypto sector regulation still patchy https://www.investmentexecutive.com/news/industry-news/crypto-sector-regulation-still-patchy/ Mon, 06 Oct 2025 17:54:27 +0000 https://www.investmentexecutive.com/?p=522006 EU regulators warn investor protections vary in crypto space

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AMF adopts CIRO registration delegation https://www.investmentexecutive.com/news/from-the-regulators/amf-adopts-ciro-registration-delegation/ Fri, 27 Jun 2025 13:31:56 +0000 https://www.investmentexecutive.com/?p=513869 On July 1, Quebec joins effort to streamline registration, cut regulatory burden

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Clock ticking on investors’ crypto: AMF https://www.investmentexecutive.com/news/from-the-regulators/clock-ticking-on-investors-crypto-amf/ Wed, 18 Jun 2025 19:50:18 +0000 https://www.investmentexecutive.com/?p=512948 Court ordered website blocks to take effect in August

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Canadian regs join global finfluencer sweep https://www.investmentexecutive.com/news/from-the-regulators/canadian-regs-join-global-finfluencer-sweep/ Fri, 06 Jun 2025 19:49:27 +0000 https://www.investmentexecutive.com/?p=511983 Finfluencers warned, charged, over unregistered activity

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Most of CSA hands registration to CIRO https://www.investmentexecutive.com/news/from-the-regulators/most-of-csa-hands-registration-to-ciro/ Tue, 01 Apr 2025 16:25:05 +0000 https://www.investmentexecutive.com/?p=506028 All provinces expected to join effort to curb duplication, burden

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Regulators to explore e-KYC, portable data https://www.investmentexecutive.com/news/from-the-regulators/regulators-to-explore-e-kyc-portable-data/ Tue, 18 Feb 2025 18:48:43 +0000 https://www.investmentexecutive.com/?p=502678 CSA unveils first project under new effort to test industry innovations

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AMF pledges proactive prudential supervision https://www.investmentexecutive.com/news/from-the-regulators/amf-pledges-proactive-prudential-supervision/ Thu, 16 Jan 2025 19:35:30 +0000 https://www.investmentexecutive.com/?p=500343 Regulator to consider fair treatment of clients amid firms' operational risks

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