Australian Securities and Investments Commission | Investment Executive https://www.investmentexecutive.com/post_company/australian-securities-and-investments-commission/ Canada's news source for financial professionals Wed, 08 Apr 2026 20:54:57 +0000 en-US hourly 1 https://wordpress.org/?v=6.9 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Australian Securities and Investments Commission | Investment Executive https://www.investmentexecutive.com/post_company/australian-securities-and-investments-commission/ 32 32 ASIC steps up fight against AI-powered scams https://www.investmentexecutive.com/news/asic-steps-up-fight-against-ai-powered-scams/ Wed, 08 Apr 2026 20:54:57 +0000 https://www.investmentexecutive.com/?p=535826 Volume of scam website takedowns nearly doubled in 2025, regulator says

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]]> ASX inquiry confirms cultural, governance failings https://www.investmentexecutive.com/news/from-the-regulators/asx-inquiry-confirms-cultural-governance-failings/ Thu, 02 Apr 2026 18:18:32 +0000 https://www.investmentexecutive.com/?p=535503 Company prioritized shareholder returns over infrastructure spend: ASIC

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]]> Binance sanctioned for onboarding failures: ASIC https://www.investmentexecutive.com/news/binance-sanctioned-for-onboarding-failures-asic/ Fri, 27 Mar 2026 20:23:19 +0000 https://www.investmentexecutive.com/?p=535051 Retail investors allowed to qualify as pro investors due to weak controls

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]]> ASIC secures record penalties in second half of 2025 https://www.investmentexecutive.com/news/asic-secures-record-penalties-in-second-half-of-2025/ Wed, 25 Feb 2026 20:40:37 +0000 https://www.investmentexecutive.com/?p=532599 Regulator details enhanced enforcement outcomes

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]]> ESMA, ASIC face change at the top https://www.investmentexecutive.com/news/esma-asic-face-change-at-the-top/ Tue, 03 Feb 2026 19:24:10 +0000 https://www.investmentexecutive.com/?p=530964 Regulators in Europe, Australia welcoming new leaders

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]]> Aussie fund manager gets jail for insider trading https://www.investmentexecutive.com/news/aussie-fund-manager-gets-jail-for-insider-trading/ Fri, 23 Jan 2026 19:43:52 +0000 https://www.investmentexecutive.com/?p=530144 Inside info acquired by snooping on client's computer, ASIC alleged

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]]> ASIC review flags compliance issues in CFD sector https://www.investmentexecutive.com/news/asic-review-flags-compliance-issues-in-cfd-sector/ Tue, 20 Jan 2026 19:59:05 +0000 https://www.investmentexecutive.com/?p=529839 Aussie regulator reports A$40 million returned to investors as part of review

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]]> ASX put shareholders before market, investors: ASIC https://www.investmentexecutive.com/news/from-the-regulators/asx-put-shareholders-before-market-investors-asic/ Mon, 15 Dec 2025 21:40:44 +0000 https://www.investmentexecutive.com/?p=527757 Exchange agrees to reforms, capital hit to address concerns raised by review

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]]> CSA, CIRO launch scam website takedown https://www.investmentexecutive.com/news/from-the-regulators/csa-ciro-launch-scam-website-takedown/ Thu, 11 Dec 2025 19:23:58 +0000 https://www.investmentexecutive.com/?p=527553 Regulators attack scourge of online scams at the source

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]]> ASIC targets private credit for enforcement https://www.investmentexecutive.com/news/asic-targets-private-credit-for-enforcement/ Wed, 12 Nov 2025 21:31:41 +0000 https://www.investmentexecutive.com/?p=525283 Regulator details enforcement priorities for the year ahead

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